At-A-Glance
NA7.5.3 Air Distribution Systems Acceptance |
Use Document NRCA-MCH-04-A |
Purpose of the Test |
This test verifies all duct work associated with all nonexempt constant volume, single-zone, HVAC units (in other words, air conditioners, heat pumps, and furnaces) meet the material, installation, and insulation R-values per §120.4(a) and leakage requirements outlined either in §140.4(l) for new duct systems or §141.0(b)2D for existing duct systems. |
As detailed in the Energy Standards, this test is required only for single-zone units serving less than 5,000 ft² of floor area where 25 percent or more of the duct surface area is in one of the following spaces: |
Outdoors. |
In a space directly under a roof where the U-factor of the roof is greater than the U-factor of the ceiling. |
In a space directly under a roof with fixed vents or openings to the outside or unconditioned spaces. |
In an unconditioned crawlspace. |
In other unconditioned spaces. |
Within these criteria, this test applies to both new duct systems and existing duct systems that are either being extended per §141.0(b)2D or the space conditioning system is altered by the installation or replacement of space conditioning equipment per §141.0(b)2E, including replacement of the air handler, outdoor condensing unit of a split-system air conditioner or heat pump, cooling or heating coil, or the furnace heat exchanger. Existing duct systems do not have to be tested if they are insulated or sealed with asbestos. |
Instrumentation |
Performance of this test will require measuring duct leakage. Equipment used: Fan flowmeter (a fan with a calibrated orifice used to pressurize the ducts) accuracy within 3 percent of measured flow. To view a list of the current certified equipment go to: http://www.energy.ca.gov/title24/equipment_cert/ama_fas/index.html Digital manometer (pressure meter) accuracy within 0.2 pascals. Duct leakage tests must be verified by a third-party HERS Rater who has been certified by a HERS Provider that has been approved by the California Energy Commission.
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Test Conditions |
For newly constructed buildings, all ductwork must be accessible for visual inspection before ceiling installation. |
All ductwork and grilles should be in place before performing the fan flow test to ensure the system depicts normal operating configuration. Hence, testing must occur after visual inspection and installation of the diffusers. |
HVAC system must be installed and ready for system operation, including completion of all start-up procedures, per manufacturer’s recommendations. |
Estimated Time to Complete |
Construction Inspection: 0.5 to 2 hours, depending on duct access for visual inspections and availability of construction material documentation (that is, cut sheets and so forth) |
Equipment Test: 3 to 6 hours, depending on how long it takes to seal all supply diffusers and return grills. |
Acceptance Criteria |
Flexible ducts are not compressed or constricted in any way. |
Duct connections meet the requirements of §120.4 (new ducts only). |
Joints and seams are properly sealed according to requirements of §120.4 (new ducts only). |
Duct R-values meet the minimum requirements of §120.4(a) (new ducts only). |
Insulation is protected from damage and suitable for outdoor usage per §120.4(f) (new ducts only). |
The leakage fraction for new HVAC ducts does not exceed 6 percent per §140.4(l), where the leakage fraction is calculated by dividing total measured leakage flow rate by the total fan system flow rate. |
The leakage fraction for existing HVAC ducts does not exceed either 15 percent or overall system leakage is reduced by a 60 percent per §141.0(b)2D. The leakage fraction is calculated by either dividing total measured leakage flow rate by the total fan system flow rate or by comparing “pre-modification” and “post-modification” measured system leakage values. |
Obtain HERS Rater field verification as described in Reference Nonresidential Appendix NA1. |
Potential Issues and Cautions |
If this test is to be applied to existing duct systems that are having alterations made to the ducts or the HVAC equipment attached to the ducts, test the system leakage before making the alterations. |
Ensure all the supply and return diffusers/grills are sealed tightly, all access panels are in place, and duct ends are sealed tightly before leakage testing. |
After the test, remember to remove all blockages from the supply and return ducts (that is, where the supply and return ducts at the HVAC unit were blanked off).Seal any holes drilled in the supply and return ducts for the static pressure probes. |
Since a certified California HERS Rater must also verify duct leakage performance, it may be prudent to coordinate this test with the HERS Rater so that the HERS Rater can witness/verify the test simultaneously. |
A. Test Application
This test applies to both new duct systems and to existing duct systems, which are either being extended per §141.0(b)2D, or the space conditioning system is altered by the installation or replacement of space conditioning equipment per §141.0(b)2E, including replacement of the air handler; outdoor condensing unit of a split-system air conditioner or heat pump, cooling or heating coil, or the furnace heat exchanger. Existing duct systems do not have to be tested if they are insulated or sealed with asbestos.
The duct work of these small single-zone systems with ducts in unconditioned spaces must meet the duct leakage requirements of §140.4(l) for new ducts or §141.0(b)2D for existing ducts. New duct systems or the extension of existing ducts must meet the requirements of §120.4, including construction materials, installation, and insulation R-values. Existing ducts are not required to be brought up to current standards in terms of insulation or requirements for joint seams and fasteners.
B. Construction Inspection
1. Review the drawings and construction to verify that the following items are specified in the construction set and installed in the field. (A comprehensive review of each duct is not required.)
• Drawbands are either stainless steel worm-drive hose clamps or UV-resistant nylon duct ties. Verify compliance by reviewing material cut sheets and visual inspection.
• Flexible ducts are not constricted in any way. For example, ensure the flex duct is not compressed against immovable objects, squeezed through openings, or contorted into extreme configurations (such as 180° angles). Do not bend flexible ducts so that the bend radius at the centerline is less than one duct diameter. A constricted flex duct can increase system static pressure as well as compromise insulation values. Verify compliance through visual inspection.
• Joints and seams are not sealed with a cloth-backed rubber adhesive tape unless used in combination with mastic and drawbands. Verify compliance through visual inspection.
• Duct insulation R-value shall comply with §120.4(a), §120.4(c), and §120.4(d) and can be verified by reviewing material cut sheets and through visual inspection.
• Insulation is protected from damage or is suitable for outdoor usage, per §120.4(f). Verify compliance by reviewing material cut sheets and through visual inspection.
Duct inspection and leakage tests shall be performed before access to ductwork and associated connections are blocked by permanently installed construction material. The intent is to ensure construction modifications can be made, if necessary, before access to the ductwork is restricted.
C. Functional Testing
Refer to the Scope of the Requirements section above to determine when this test is required. When required, the test will often be conducted by the installer and verified by a HERS Rater using the procedures outlined in Reference Nonresidential Appendix NA2 and documented on compliance document, NRCA-MCH-04-A.
As described in Reference Nonresidential Appendix NA2.1.4.1, total fan flow, also known as nominal air handler airflow, shall be 400 cfm/ton for cooling or heating/cooling equipment where a ton of cooling capacity is equal to 12 kBtu/h of cooling capacity. For heating-only equipment, total fan flow is 21.7 CFM per kBtuh rated output capacity. The cooling and heating capacity of equipment can be found on the product nameplate.
For new duct systems, the installer blocks all of the supply and return registers or diffusers. Then, the installer pressurizes the ducts with a fan flowmeter to a positive 25 Pa (0.1 inches of water) and record the leakage airflow measured by the fan flowmeter. This measured leakage is divided by the total fan flow to generate the leakage percentage value. When this leakage percentage is less than or equal to 6 percent, the system passes. Otherwise, the installer should locate and seal any leaks until the system conforms to the maximum 6 percent leakage requirement. Leaks are more detectable while positive pressure is in the ducts.
For existing duct systems needing additional ducts added, undergoing major repairs, or having equipment replaced that connects to the ducts, the leakage rate of the existing duct system shall be tested first before proceeding with any alterations. This leakage amount is the pretest leakage value. Next, proceed with the test method described above for new duct systems to measure the final test leakage rate, with the only exception that the maximum leakage allowed is increased to 15 percent.
If, after all accessible leaks are sealed, the leakage percentage is still above 15 percent, the installer has two options:
• If the final test leakage is 60 percent lower than the pretest leakage rate and a visual inspection finds no accessible leaks, crushed ducts, animal infestation, rusted ducts, and so forth, this will be sufficient to pass this requirement.
• If the system meets neither the 15 percent leakage percentage nor was it possible to reduce the pretested leakage value by 60 percent, then the system must pass a visual inspection by a HERS Rater. Unlike the other methods of compliance, this method cannot be sampled – every system must be inspected by the HERS Rater.
After completing the air distribution system acceptance test, the installer shall affix a sticker to the air handler access door describing whether the system met the prescriptive leakage requirements (6 percent leakage for new systems and 15 percent for existing systems) or if the system failed to meet this standard but all accessible leaks were sealed. The installer is responsible for supplying the stickers that may have their company logo on them. However, the preceding information must be on the sticker in 14 point font or larger.
D. Document Management
After conducting the air distribution system acceptance test, the installer or the permit applicant must arrange to have a HERS Rater perform the required third-party verification. Copies of the Construction Inspection and the Air Distribution System Leakage Diagnostic sections of the NRCA-MCH-04-A should be sent to the HERS Provider, HERS Rater; the builder (general contractor or construction manager), and the building owner at occupancy. A copy must also be posted at the construction site and made available for all applicable inspections by the enforcement agency.
The HERS Rater must perform field verification and diagnostic testing, document the results on a certificate of field verification and diagnostic testing, and send copies of the certificate of field verification and diagnostic testing to the builder (general contractor or construction manager) and the building owner at occupancy. A copy must also be posted at the construction site and made available for all applicable inspections by the enforcement agency. If the test complies by virtue of the tested leakage (6 percent for new ducts and 15 percent for existing duct) or by virtue of a 60 percent leakage reduction after the system was repaired or altered, the building permit applicant may choose for the HERS field verification to be completed for the permitted space conditioning unit alone or as part of a designated sample group of up to seven space conditioning units for which the same installing company has completed work that requires field verification and diagnostic testing for compliance. If the sampling method is chosen, the HERS Rater must randomly select one system from the group for verification. For existing duct systems that fail both the 15 percent leakage rate and the 60 percent reduction in leakage, the HERS Rater must validate all of these systems (100 percent sampling) by visual inspection. Refer to Nonresidential Appendix NA1.5 for additional information about sampling.
E. Reference Material From Reference Nonresidential Appendix NA2
Below are excerpts of air distribution system acceptance testing requirements from Reference Nonresidential Appendix NA2.1.
NA2.1.2 Instrumentation Specifications
The instrumentation for the air distribution diagnostic measurements shall conform to the following specifications:
NA2.1.2.1 Pressure Measurements
All pressure measurements shall be measured with measurement systems (that is, sensor plus data acquisition system) having an accuracy of ± 0.2 Pa. All pressure measurements within the duct system shall be made with static pressure probes.
NA2.1.2.2 Duct Leakage Measurements
Duct leakage air flows during duct leakage testing shall be measured with digital gauges that have an accuracy of ± 3 percent or better.
All instrumentation used for duct leakage diagnostic measurements shall be calibrated according to the manufacturer’s calibration procedure to conform to the accuracy requirement specified NA2. All testers performing diagnostic tests shall obtain evidence from the manufacturer that the equipment meets the accuracy specifications. The evidence shall include equipment model, serial number, the name and signature of the person of the test laboratory verifying the accuracy, and the instrument accuracy. All diagnostic testing equipment is subject to re-calibration when the period of the manufacturer’s guaranteed accuracy expires.
NA2.1.3.1 Apparatus for Duct Pressurization and Leakage Flow Measurement
The apparatus for fan pressurization duct leakage measurements shall consist of a duct pressurization and flow measurement device meeting the specifications in NA2.1.2.
NA2.1.4.1 Nominal Air Handler Airflow
The nominal air handler airflow used to determine the target leakage rate for compliance for an air conditioner or heat pump shall be 400 cfm per rated ton of cooling capacity. Nominal air handler airflow for heating-only system furnaces shall be based on 21.7 cfm per kBtu/hr of rated heating output capacity.
NA2.1.4.2 Diagnostic Duct Leakage
Diagnostic duct leakage measurement is used by installers and raters to verify that total leakage meets the criteria for any sealed duct system specified in the compliance documents. Table 13-5 shows the leakage criteria and test procedures that may be used to demonstrate compliance.
Case |
User and Application |
Leakage Compliance Criteria (percent of Nominal Air Handler Airflow) |
Procedure(s) |
Sealed and tested new duct systems |
Installer Testing HERS Rater Testing |
6% |
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Sealed and tested altered existing duct systems |
Installer Testing HERS Rater Testing |
15% |
|
Sealed and tested altered existing duct systems |
Installer Testing and Inspection HERS Rater Testing and Verification |
Fails Leakage Test but All Accessible Ducts are Sealed Inspection and Smoke Test with 100 percent Verification |
NA2.1.4.2.1 Diagnostic Duct Leakage from Fan Pressurization of Ducts
The objective of this procedure is for an installer to determine or a rater to verify the total leakage of a new or altered duct system. The total duct leakage shall be determined by pressurizing the entire duct system to +25 Pa with respect to outside with all ceiling diffusers/grilles and HVAC equipment installed. When existing ducts are to be altered, this test shall be performed before and after duct sealing. The following procedure shall be used for the fan pressurization tests:
1. Verify that the air handler, supply and return plenums, and all the connectors, transition pieces, duct boots and registers are installed. The entire system shall be included in the test.
2. For newly installed or altered ducts, verify that cloth-backed rubber adhesive duct tape has not been used.
3. Seal all the supply and return registers, except for one return register or the system fan access. Verify that all outdoor air dampers and/or economizers are sealed prior to pressurizing the system.
4. Attach the fan flowmeter device to the duct system at the unsealed register or access door.
5. Install a static pressure probe at a supply.
6. Adjust the fan flowmeter to produce a + 25 Pa (0.1 in water) pressure at the supply plenum with respect to the outside or with respect to the building space with the entry door open to the outside.
7. Record the flow through the flowmeter (Qtotal,25).This is the total duct leakage flow at 25 Pa.
8. Divide the leakage flow by the total fan flow determined by the procedure in Section NA2.1.4.1 and convert to a percentage. If the leakage flow percentage is less than the criteria from Table 13-5, the system passes.
Duct systems that have passed this total leakage test will be sampled by a HERS Rater to show compliance.
NA2.1.4.2.2 Sealing of All Accessible Leaks
For altered existing duct systems that do not pass the leakage test NA2.1.4.2.1, this test will show if all accessible leaks are sealed. The following procedure shall be used:
1. At a minimum, complete the procedure in NA2.1.4.2.1 to measure the leakage before commencing duct sealing.
2. Seal all accessible ducts.
3. After sealing is complete, use the same procedure to measure the leakage after duct sealing.
4. Complete the smoke test as specified in NA2.1.4.2.3
5. Complete the visual inspection as specified in NA2.1.4.2.4.
All duct systems that could not pass either the total leakage test or the leakage reduction test must be verified by a HERS Rater to demonstrate compliance. This is a sampling rate of 100 percent.
NA2.1.4.2.3 Smoke-Test of Accessible Duct Sealing
For altered existing ducts that fail the leakage tests, the smoke test will confirm that all accessible leaks have been sealed. The following procedure shall be used:
1. Inject either theatrical or other non-toxic smoke into a fan pressurization device that is maintaining a duct pressure difference of 25 PA (0.1 inches water) relative to duct surroundings, with all grilles and registers in the duct system sealed.
2. Visually inspect all accessible portions of the duct system during smoke injection.
3. The system shall pass the test if one of the following conditions is met.
• No visible smoke exits the accessible portions of the duct system.
• Smoke only emanates from the furnace cabinet that is gasketed and sealed by the manufacturer and no visible smoke exits from the accessible portions of the duct system.
NA2.1.4.2.4 Visual Inspection of Accessible Duct Sealing
For altered existing duct systems that fail to be sealed to 15 percent of total fan flow, this inspection will confirm that all accessible leaks have been sealed. The following procedure shall be used:
1. Visually inspect to verify that the following locations have been sealed:
• Connections to plenums and other connections to the forced air unit.
• Refrigerant line and other penetrations into the forced air unit.
• Air handler door panel (do not use permanent sealing material, metal tape is acceptable).
• Register boots sealed to surrounding material.
• Connections between lengths of duct, as well as connections to takeoffs, wyes, tees, and splitter boxes.
2. Visually inspect to verify that portions of the duct system that are excessively damaged have been replaced. Ducts that are considered to be excessively damaged are:
• Flex ducts with the vapor barrier split or cracked with a total linear split or crack length greater than 12 inches.
• Crushed ducts where cross-sectional area is reduced by 30 percent or more.
• Metal ducts with rust or corrosion resulting in leaks greater than 2 inches in any dimension.
• Ducts that have been subject to animal infestation resulting in leaks greater than 2 inches in any dimension.