With very few exceptions, modeling an addition alone requires meeting the same requirements as new construction. Any exceptions for additions are explained in Sections 9.3.1 and 9.3.2.
The computer programs used for compliance include requirements from §150.2(a)2B. as well as §150.2(b)2A and B to set the standard design budget. Table 9-12 contains the efficiencies used to establish the standard design for a building using existing + addition + alteration (which includes existing + alteration) compliance.
Altered Component
|
Standard Design Without Third Party Verification of Existing Conditions Shall Be Based On |
Standard Design With Third Party Verification of Existing Conditions Shall Be Based On |
Wall Insulation, and Raised-Floor Insulation |
The requirements of Sections 150.0(a), (c), and (d) |
The existing insulation R-value |
Fenestration |
U-factor of 0.40 and SHGC value of 0.35. Glass area is existing glass area. |
If proposed U-factor is ≤ 0.40 and SHGC value is ≤ 0.35, standard design is existing U-factor and SHGC values, as verified. Otherwise, standard design is 0.40 U-factor and 0.35 SHGC. Glass area is existing glass area. |
U-factor of 0.40 and SHGC value of 0.35. |
Existing fenestration based on Table 110.6-A and Table 110.6-B. | |
Doors |
If proposed U-factor is < 0.20, standard design is existing U-factor, as verified. Otherwise, standard design U-factor is 0.20. Door area is existing door area. | |
Space-Heating and Space-Cooling Equipment |
TABLE 150.1-A or B for equipment efficiency requirements; Section 150.2(b)1C for entirely new or complete replacement systems; Section 150.2(b)1F for refrigerant charge verification requirements. |
The existing efficiency levels. |
Air Distribution System |
The requirements of Sections 150.2(b)1D and 150.2(b)1E | |
Air Distribution System – Duct Insulation |
The proposed efficiency levels. |
The existing efficiency levels. |
Water Heating Systems |
The requirements of Section 150.2(b)1H |
The existing efficiency level. |
Roofing Products |
The requirements of Section 150.2(b)1H | |
All Other Measures |
Proposed efficiency levels. |
Existing efficiency levels, as verified. |
Source: Table 150.2-C, Energy Efficiency Standards. |
The table below summarizes the basic rules for modeling a low-rise residential building using the existing + addition + alterations performance approach. For more detailed information, see Section 9.7 or the software user manual.
Standard Design Without Third-Party Verification of Existing Conditions |
Standard Design With Third-Party Verification of Existing Conditions | |
EXISTING – Components or systems to remain unchanged |
Model each component or system as “Existing” |
Model each component or system as “Existing” |
ALTERED—Components or systems being changed or replaced |
Model each altered component as “Altered” (prealtered conditions are not modeled)“ |
Model each altered component as “Altered” with prealtered conditions also modeled |
NEW—Components or systems being added (did not previously exist) |
Model each component or system as “New” |
Model each component or system as “New” |
REMOVED—Components or systems being removed and not replaced |
These component omitted from the model |
These component omitted from the model |
1. Without third-party verification of the existing (prealteration) conditions of the building, the E+A+A approach provides credits only once a fairly high threshold is met. See §150.2(b)2B and Table 150.2-C of the Energy Standards.
2. With third-party verification of the pre-alteration conditions of the building, the E+A+A approach provides full credit for the effect of the altered component. See §150.2(b)2B and Table 150.2-C of the Energy Standards.
Energy Commission-approved compliance software is used to model the building as explained in Chapter 8 or the software user manual. Whichever compliance path is selected, the Certificate of Compliance (CF1R) generated by the software must be submitted for permit. If the CF1R includes energy measures that require HERS testing or verification, the CF1R must also be registered online with a HERS Provider before it is submitted for permit. See Chapter 2 of this manual.
The existing building with all alterations is modeled together with the addition and existing conditions are not verified by a third-party HERS Rater. Under this performance path, the building is modeled as follows:
1. Addition: All new components of the addition and all new systems serving the addition are modeled, including roof/ceilings, skylights, exterior walls, glazing (fenestration), raised floors and slab floors, HVAC equipment, ducts, and water heating. Only HVAC equipment and water heating may be existing. All other components are “new.”
2. Existing Components to Remain Unchanged: Existing components and systems to remain are modeled and tagged within the compliance software as “existing.”
3. Existing Components to Be Altered or Replaced: Each altered component (i.e., a new component that replaces an existing component) is modeled as "altered." For example, a new water heater that replaces an existing water heater is labeled "altered,” while a water heater that supplements an existing water heater is labeled "new." Since verification of existing conditions is not being used, no “existing” conditions are specified.
4. Existing to Be Removed: These features are not modeled.
Note: Portions of new fenestration including skylights that will occur in the existing opening of fenestration to be replaced are tagged "altered." Portions of new fenestration that will occur where there is no existing fenestration opening are labeled "new."
The existing building with alterations is modeled together with the addition(s) in the same manner as above. Any altered components that are tagged to be verified by a third-party HERS Rater must be verified before permit application is made or construction begins. The standard design that sets the energy budget may, depending on the energy efficiency of the altered component or system, be based on the prealtered existing conditions.
A rarely used option is to model Existing + Addition + Alterations as all “new” components. The compliance software sets the energy budget as if the project were an entirely new building.
Table 9-13 summarizes the basic rules for compliance software users analyzing a residential addition or alteration using the Existing + Addition + Alterations approach. For further information, see the specific compliance software user's manual for details on how to input data correctly.
Example 9-42
Question:
A 1,600 ft² house built in 1980 in Climate Zone 12 is being renovated as follows:
1. A 500 ft² room will be added, including 120 ft² of new windows.
2. A 200 ft² wall and 100 ft² of old window will be removed.
3. Attic insulation in the existing house will be upgraded to R-38.
4. The addition will be connected to the existing HVAC and duct system.
If the performance approach is used to demonstrate compliance, how does the compliance software establish the standard and proposed designs?
Answer:
Table 9-13 summarizes the Modeling Rules for Existing + Addition + Alterations, which must be followed to have the compliance software accurately set the standard design and model the proposed design. Under the 2019 standards performance rules, the removed wall and window are not included in the energy model and have no effect. The standard design for the added conditioned floor area is set using the prescriptive requirements of §150.1(c). If the existing duct system is extended by 40 linear feet or more, the standard design assumes duct alterations with 15 percent duct leakage requirements.
The standard design assumptions for the existing house follow the rules summarized in §150.2(b)2 and Table 150.2-C based on whether there is third-party verification of the existing conditions. Without third-party verification, upgraded energy components in the existing house are modeled as fixed assumptions that represent reasonably expected levels of efficiency for each altered component. If optional third-party verification is selected for the components in the existing house that are to be upgraded, the standard design assumes the existing conditions specified by the software user. These features must be verified before construction begins and before application of the permit.
The standard design assumptions for the 500 ft2 addition is based on the features of §150.1(c), Table 150.1-A.
The existing space conditioning system, as defined by the software user, is modeled in both the standard and proposed design. The duct system is made up of new ducts as an extension of the existing ducts.
Example 9-43
Question:
For the 1980 house in the examples above, an operable single-pane metal window is replaced with a 0.55 U-factor window. Does this alteration result in a compliance credit? How about the case where the existing window is replaced with a window that has a U-factor of 0.35?
Answer:
As explained in Example 9-42, altered components that receive compliance credit must exceed the requirements of Table 150.2-C.
Windows in the addition must have a U-factor of
A window replacement with a 0.55 U-factor will receive a penalty compared with a 0.40 U-factor standard design assumption for that window. Without third-party verification of existing conditions, a 0.35 U-factor window replacement will receive a credit compared with a 0.40 U-factor standard design assumption for that window. With third-party verification of existing conditions, either window replacement will receive a credit as compared with a 1.28 U-factor standard design assumption for an operable single-pane metal existing window.
Although this example describes a window alteration, the same principles apply to other building systems, such as other building envelope components, as well as HVAC and water-heating equipment.
Example 9-44
Question:
An addition of 590 ft² is being added to a 2,389 ft² single-family house. How do you demonstrate compliance using the Existing + Addition + Alterations method?
Answer:
The steps are the following:
1. Collect accurate envelope and mechanical information about the addition and existing building from scaled drawings (plans, sections, and elevations); determine what components, (HVAC, ducts, water heating, etc.) are being altered as part of the permitted scope of work.
2. Enter the information about the addition and the existing building into the compliance software program, identifying each modeled feature as “existing,” “altered,” or “new,” as summarized in Table 9-13. Proper identification of these inputs is critical to correctly and accurately determining compliance.
3. Run the compliance software to determine if the proposed building TDV energy is equal or less than the standard design TDV energy.
4. If the project does not comply, modify the energy features of the addition and/or the existing building until compliance is achieved.
5. If features of the existing building are being modified, consider the option of verifying existing conditions. When using this option, this inspection by a HERS Rater must be completed before construction begins and before the project registration (Step 6) can be completed.
6. All projects that include energy measures requiring HERS field verification and diagnostic testing--which represent almost all buildings under the 2019 Energy Standards--must be registered online with a HERS Provider as explained in Section 2.3 in order to obtain a valid CF1R to apply for a permit.
7. Print the registered CF1R for permit application submittal.
Example 9-45
Question:
When using the existing-plus-addition performance approach, do the mandatory requirements, including airflow, watt draw measurement, etc. (§150.0(m)13) need to be met for space-conditioning equipment serving an addition? What about the prescriptive requirement for refrigerant charge verification (or one of the alternatives to §150.1(c)7)?
Answer:
If existing equipment is extended to serve the addition, these space conditioning requirements do not need to be met as specified by Exception 4 to §150.2(a). However, Exception 5 to §150.2(a) requires a duct system that is extended be sealed, tested, and HERS verified according to §150.2(b)1D.
If an entirely new or complete replacement system is installed to serve the addition, it must meet the requirements of §150.2(b)1C. When the new equipment is designed to serve the existing house and the addition, it is an alteration and must meet the requirements of §150.2(b). The duct sealing, testing, and verification requirements of §150.2(b)1E must also be met. Refrigerant charge verification is not a mandatory requirement. However, if the project is in Climate Zone 2 or 8-15, there is a compliance penalty if refrigerant charge verification is not modeled.
Example 9-46
Question:
When using the E+A+A performance method, can compliance credit be gained by sealing the existing ducts when it was not required for prescriptive compliance?
Answer:
No. Once the status of the ducts is “altered” the standard design assumes the duct sealing is required.
Example 9-47
Question:
When using the existing-plus-addition performance compliance method, can credit be gained by installing a radiant barrier in the existing house attic?
Answer:
No. Once the attic/roof is “altered” the standard design becomes equivalent to Table 150.1-A or 150.1-B
Example 9-48
Question:
I am adding a room to and altering an existing building in Climate Zone 12. I am upgrading an existing single-pane clear glass window with a U-factor of 1.2 and SHGC of 1.0 to a dual-pane window with a U-factor of 0.50 and SHGC of 0.45. Do I receive credit toward the addition compliance for installing this window?
Answer:
No, Without third-party verification of the existing building features, there will be a penalty toward achieving compliance since the window is not as efficient as required by Table 150.2-C for Climate Zone 12, which requires a U-factor of 0.40 and an SHGC of 0.35. The penalty for the U-factor is based on the difference between 0.40 and 0.50 and for the SHGC is based on the difference between 0.35 and 0.45. If fenestration is installed that exceeds the performance of the values in Table 150.2-C, then credit is available.
Example 9-49
Question:
I am planning to install R-19 insulation in the attic of an existing house built in 1970. Can I use this added insulation as a credit for trading with the energy features of an addition?
Answer:
No. When insulation is added to an attic, it must comply with §150.0(a), which sets a mandatory minimum for attic insulation of R-22. Since R-22 is a mandatory minimum a lower insulation cannot be installed.
Example 9-50
Question:
I am planning to install R-25 insulation in an uninsulated vaulted ceiling without an attic space in an existing house built in 1970. Can I use this added insulation as a credit for trading with the energy features of an addition?
Answer:
Only if you choose verified existing conditions (see Example 9-44) and even then it will depend on the climate zone. Because the prescriptive approach has no provision for vaulted roofs, once the roof is altered, the standard design becomes an attic/roof meeting Option B. If Option B has no below roof deck insulation, it is possible to get credit for insulating an uninsulated vaulted roof to R-25.