Appendix A Compliance Forms List

Note:  Visit the CEC web site to download the forms 'listed below.

 

#

Doc

Type

Doc

Category

Category

Description

Document

Description

Pages

Prescriptive Certificate of Compliance

1

CF1R-

NCB-01-E

Newly Constructed Buildings

Newly Constructed Buildings and Additions Greater Than 1000 ft2 (Prescriptive)

 

2

CF1R-

ADD-01-E

Additions

Additions less than 1,000 ft2 (Prescriptive)

 

3

CF1R-

ALT-01-E

Alterations

Non-HVAC Alterations (Prescriptive) Break Out by Type

 

4

CF1R-

ALT-02-E

Alterations

HVAC Alterations

 

5

CF1R-

ALT-03-E

Alterations-HVAC

Paper version of ALT-HVAC for CZ 1, 3-7,16

 

6

CF1R-

ALT-04-E

Alterations-HVAC

Paper version of ALT HVAC-CZ 2, 8-15

 

7

CF1R-

ENV-02-E

Work Sheet

Area Weighted Average Calculation Worksheet

 

8

CF1R-

ENV-03-E

Work Sheet

Solar Heat Gain Coefficient (SHGC) Worksheet

 

9

CF1R-

ENV-04-E

Work Sheet

Cool Roof and SRI Worksheet

 

10

CF1R-

PLB-01-E

Work Sheet

Hydronic Heating System Worksheet

 

11

CF1R-

SRA-01-E

Work Sheet

Solar Ready Areas

 

12

CF1R-

SRA-02-E

Work Sheet

Minimum Solar Zone Area Worksheet

 

13

CF1R-

STH-01-E

Work Sheet

OG 300 Solar Water Heating System Worksheet

 

14

CF1R-

STH-02-E

Work Sheet

OG 100 Solar Water Heating  System Worksheet (California F-Chart)

 

Certificate of Installation

15

CF2R-

ENV-01-E

Envelope-NonHERS

Fenestration; and Site-built Fenestration

 

16

CF2R-

ENV-02-E

Envelope-NonHERS

Envelope Air Sealing Requirements

 

17

CF2R-

ENV-03-E

Envelope-NonHERS

Insulation Installation

 

18

CF2R-

ENV-04-E

Envelope-NonHERS

Roofing;  Radiant Barriers

 

19

CF2R-

ENV-20a-H

Envelope-HERS

Building Envelope Air Leakage - Single-Point Test with Manual Meter

 

20

CF2R-

ENV-20b-H

Envelope-HERS

Building Envelope Air Leakage - Single-Point Test with Automatic Meter

 

21

CF2R-

ENV-20c-H

Envelope-HERS

Building Envelope Air Leakage - Multi-Point Test

 

22

CF2R-

ENV-20d-H

Envelope-HERS

Building Envelope Air Leakage - Repeated Single Point with Manual Meter

 

23

CF2R-

ENV-20e-H

Envelope-HERS

Building Envelope Air Leakage - Repeated Single Point with Automatic Meter

 

24

CF2R-

ENV-21-H

Envelope-HERS

Quality Insulation Installation (QII) –Air Infiltration Sealing - Framing Stage for Batt, Loose Fill, and SPF

 

25

CF2R-

ENV-22-H

Envelope-HERS

Quality Insulation Installation (QII) - Air Infiltration Sealing - Ceiling/Roof Deck

 

26

CF2R-

ENV-23-H

Envelope-HERS

Quality Insulation Installation (QII) - Insulation Stage

 

27

CF2R-

ENV-24-H

Envelope-HERS

Quality Insulation Installation (QII) – Air Infiltration Sealing - Framing Stage for SIP and ICF

 

28

CF2R-

LTG-01-E

Lighting-NonHERS

Lighting - Single Family Dwellings

 

29

CF2R-

LTG-02-E

Lighting-NonHERS

Lighting - Multifamily Dwellings

 

30

CF2R-

MCH-01a-E

Mechanical-NonHERS

HVAC Systems, Ducts and Fans - Performance

 

31

CF2R-

MCH-01b-E

Mechanical-NonHERS

HVAC Systems, Ducts and Fans - Prescriptive Alterations

 

32

CF2R-

MCH-01c-E

Mechanical-NonHERS

HVAC Systems, Ducts and Fans - Prescriptive Newly Constructed Buildings

 

33

CF2R-

MCH-02-E

Mechanical-NonHERS

Whole House Fan

 

34

CF2R-

MCH-04-E

Mechanical-NonHERS

Evaporative Coolers

 

35

CF2R-

MCH-20a-H

Mechanical-HERS

Duct Leakage Measurement - New System

 

36

CF2R-

MCH-20b-H

Mechanical-HERS

Duct Leakage Measurement - Low Leakage Ducts in Conditioned Space –  Compliance Credit; 

 

37

CF2R-

MCH-20c-H

Mechanical-HERS

Duct Leakage Measurement - Low Leakage Air-Handling Units

 

38

CF2R-

MCH-20d-H

Mechanical-HERS

Duct Leakage Measurement -  – Altered (Existing) System

 

39

CF2R-

MCH-20e-H

Mechanical-HERS

Duct Leakage Measurement - Sealing of All Accessible Leaks

 

40

CF2R-

MCH-21-H

Mechanical-HERS

 Duct Location Verification

 

41

CF2R-

MCH-22a-H

Mechanical-HERS

Forced Air System Fan Efficacy (Watt/cfm) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling

 

42

CF2R-

MCH-22b-H

Mechanical-HERS

Forced Air System Fan Efficacy (Watt/cfm) - Zonally Controlled Systems in Every Zonal Control Mode

 

43

CF2R-

MCH-23a-H

Mechanical-HERS

Forced Air System Airflow Rate (cfm/ton) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods

 

44

CF2R-

MCH-23b-H

Mechanical-HERS

Forced Air System Airflow Rate (cfm/ton) - Zonally Controlled Systems in Every Zonal Control Mode - compliance using RA3.3 methods

 

45

CF2R-

MCH-23c-H

Mechanical-HERS

Forced Air System Airflow Rate - compliance using Alternative Compliance using RA3.2.2.7.3 methods

 

46

CF2R-

MCH-23d-H

Mechanical-HERS

Forced Air System Airflow Rate - Measurement Only (CFM) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods

 

47

CF2R-

MCH-24a-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Single-Point Test with Manual Meter

 

48

CF2R-

MCH-24b-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Single-Point Test with Automatic Meter

 

49

CF2R-

MCH-24c-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Multi-Point Test

 

50

CF2R-

MCH-24d-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Repeated Single Point with Manual Meter

 

51

CF2R-

MCH-24e-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Repeated Single Point with Automatic Meter

 

52

CF2R-

MCH-25a-H

Mechanical-HERS

Refrigerant Charge Verification  - superheat method (Standard Charge Procedure)

 

53

CF2R-

MCH-25b-H

Mechanical-HERS

Refrigerant Charge Verification  - subcooling (Standard Charge Procedure)

 

54

CF2R-

MCH-25c-H

Mechanical-HERS

Refrigerant Charge Verification  - Weigh-in Procedure

 

55

CF2R-

MCH-25d-H

Mechanical-HERS

Refrigerant Charge Verification  - Charge Indicator Display (CID) (note: not a standalone document - embedded in CF2R-MCH-25a,b,e)

 

56

CF2R-

MCH-25e-H

Mechanical-HERS

Refrigerant Charge Verification  - Winter Setup for Standard Charge Verification

 

57

CF2R-

MCH-25f-E

Mechanical-NonHERS

Refrigerant Charge Verification - Packaged System Manufacturer Refrigerant Charge Certification

 

58

CF2R-

MCH-26-H

Mechanical-HERS

Rated Space Conditioning System Equipment Verification

 

59

CF2R-

MCH-27a-H

Mechanical-HERS

Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Fan Vent Rate Method

 

60

CF2R-

MCH-27b-H

Mechanical-HERS

Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method

 

61

CF2R-

MCH-27c-H

Mechanical-HERS

Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow- Fan Vent Rate Method

 

62

CF2R-

MCH-27d-H

Mechanical-HERS

Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method

 

63

CF2R-

MCH-28-H

Mechanical-HERS

Return Duct And Filter Grille Design According to Tables 150.0-C or D

 

64

CF2R-

MCH-29-H

Mechanical-HERS

Supply Duct  Surface Area and R-Value; Buried Ducts; Deeply Buried Ducts

 

65

CF2R-

MCH-30-H

Mechanical-HERS

Ventilation cooling compliance credit

 

66

CF2R-

PLB-01-E

Plumbing-DHW-NonHERS

Multifamily Central Hot Water System Distribution - NON-HERS

 

67

CF2R-

PLB-02-E

Plumbing-DHW-NonHERS

Single Dwelling Unit Hot Water System Distribution

 

68

CF2R-

PLB-03-E

Plumbing-DHW-NonHERS

Pool and Spa Systems

 

69

CF2R-

PLB-21-H

Plumbing-DHW-HERS

HERS - Multifamily Central Hot Water System Distribution

 

70

CF2R-

PLB-22-H

Plumbing-DHW-HERS

HERS - Single Dwelling Unit Hot Water System Distribution

 

71

CF2R-

SPV-01a-E

Photovoltaic

PV Systems - Photo Voltaic Systems Compliance Credits

 

72

CF2R-

SPV-01b-E

Photovoltaic

PV Systems - Exception to Solar Ready Area requirements

 

73

CF2R-

SPV-01c-E

Photovoltaic

PV Systems - PV Compliance Credits + Exceptions to SRA requirements

 

74

CF2R-

STH-01-E

Solar Thermal

Solar Water Heating Systems

 

Certificate of Verification

75

CF3R-

ENV-20a-H

Envelope-HERS

Building Envelope Air Leakage - Single-Point Test with Manual Meter

 

76

CF3R-

ENV-20b-H

Envelope-HERS

Building Envelope Air Leakage - Single-Point Test with Automatic Meter

 

77

CF3R-

ENV-20c-H

Envelope-HERS

Building Envelope Air Leakage - Multi-Point Test

 

78

CF3R-

ENV-20d-H

Envelope-HERS

Building Envelope Air Leakage - Repeated Single Point with Manual Meter

 

79

CF3R-

ENV-20e-H

Envelope-HERS

Building Envelope Air Leakage - Repeated Single Point with Automatic Meter

 

80

CF3R-

ENV-21-H

Envelope-HERS

Quality Insulation Installation (QII)-Framing Stage - wood frame

 

81

CF3R-

ENV-22-H

Envelope-HERS

Quality Insulation Installation (QII) - Ceiling/Roof Deck - Air Infiltration Sealing

 

82

CF3R-

ENV-23-H

Envelope-HERS

Quality Insulation Installation (QII) - Insulation Stage

 

83

CF3R-

ENV-24-H

Envelope-HERS

Quality Insulation Installation (QII)-Framing Stage - sip and icf

 

84

CF3R-

EXC-20-H

Existing Conditions

HERS Verification for Existing Conditions for performance compliance for alterations.

 

85

CF3R-

MCH-20a-H

Mechanical-HERS

Duct Leakage Measurement - New System

 

86

CF3R-

MCH-20b-H

Mechanical-HERS

Duct Leakage Measurement - Low Leakage Ducts in Conditioned Space –  Compliance Credit; 

 

87

CF3R-

MCH-20c-H

Mechanical-HERS

Duct Leakage Measurement - Low Leakage Air-Handling Units

 

88

CF3R-

MCH-20d-H

Mechanical-HERS

Duct Leakage Measurement -  – Altered (Existing) System

 

89

CF3R-

MCH-20e-H

Mechanical-HERS

Duct Leakage Measurement - Sealing of All Accessible Leaks

 

90

CF3R-

MCH-21-H

Mechanical-HERS

Duct Location Verification

 

91

CF3R-

MCH-22a-H

Mechanical-HERS

Forced Air System Fan Efficacy (Watt/cfm) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling

 

92

CF3R-

MCH-22b-H

Mechanical-HERS

Forced Air System Fan Efficacy (Watt/cfm) - Zonally Controlled Systems in Every Zonal Control Mode

 

93

CF3R-

MCH-23a-H

Mechanical-HERS

Forced Air System Airflow Rate (cfm/ton) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods

 

94

CF3R-

MCH-23b-H

Mechanical-HERS

Forced Air System Airflow Rate (cfm/ton) - Zonally Controlled Systems in Every Zonal Control Mode - compliance using RA3.3 methods

 

95

CF3R-

MCH-23c-H

Mechanical-HERS

Forced Air System Airflow Rate compliance using Alternative Compliance using RA3.2.2.7.3 methods ( best that I can do)

 

96

CF3R-

MCH-23d-H

Mechanical-HERS

Forced Air System Airflow Rate - Measurement Only (CFM) - Single Zone Systems or Zonally Controlled Systems with All Zones Calling - compliance using RA3.3 methods

 

97

CF3R-

MCH-24a-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Single-Point Test with Manual Meter

 

98

CF3R-

MCH-24b-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Single-Point Test with Automatic Meter

 

99

CF3R-

MCH-24c-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Multi-Point Test

 

100

CF3R-

MCH-24d-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Repeated Single Point with Manual Meter

 

101

CF3R-

MCH-24e-H

Envelope-HERS

Building Envelope Air Leakage Worksheet - Repeated Single Point with Automatic Meter

 

102

CF3R-

MCH-25a-H

Mechanical-HERS

Refrigerant Charge Verification  - superheat method (Standard Charge Procedure)

 

103

CF3R-

MCH-25b-H

Mechanical-HERS

Refrigerant Charge Verification  - subcooling (Standard Charge Procedure)

 

104

CF3R-

MCH-25c-H

Mechanical-HERS

Refrigerant Charge Verification  - Weigh-in Procedure (observation only)

 

105

CF3R-

MCH-25d-H

Mechanical-HERS

Refrigerant Charge Verification  - Charge Indicator Display (CID)

 

106

CF3R-

MCH-25e-H

Mechanical-HERS

Refrigerant Charge Verification  - Winter Setup for Standard Charge Verification

 

107

CF3R-

MCH-26-H

Mechanical-HERS

Rated Space Conditioning System Equipment Verification

 

108

CF3R-

MCH-27a-H

Mechanical-HERS

Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Fan Vent Rate Method

 

109

CF3R-

MCH-27b-H

Mechanical-HERS

Mechanical Ventilation - Continuous Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method

 

110

CF3R-

MCH-27c-H

Mechanical-HERS

Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow

 

111

CF3R-

MCH-27d-H

Mechanical-HERS

Mechanical Ventilation - Intermittent Whole-Building Mechanical Ventilation Airflow - Total Vent Rate Method

 

112

CF3R-

MCH-28-H

Mechanical-HERS

Return Duct And Filter Grille Design According to Tables 150.0-C or D

 

113

CF3R-

MCH-29-H

Mechanical-HERS

Supply Duct  Surface Area and R-Value; Buried Ducts; Deeply Buried Ducts

 

114

CF3R-

MCH-30-H

Mechanical-HERS

Ventilation cooling compliance credit

 

115

CF3R-

PLB-21-H

Plumbing-DHW-HERS

HERS - Multifamily Central Hot Water System Distribution

 

116

CF3R-

PLB-22-H

Plumbing-DHW-HERS

HERS - Single Dwelling Unit Hot Water System Distribution

 

117

NRCV-

MCH-04a-H

Mechanical-HERS

Duct Leakage Measurement - New System

 

118

NRCV-

MCH-04c-H

Mechanical-HERS

Duct Leakage Measurement - Low Leakage Air-Handling Units

 

119

NRCV-

MCH-04d-H

Mechanical-HERS

Duct Leakage Measurement -  – Altered (Existing) System

 

120

NRCV-

MCH-04e-H

Mechanical-HERS

Duct Leakage Measurement - Sealing of All Accessible Leaks

 

121

NRCV-

PLB-21-H

Plumbing-DHW-HERS

HERS - High Rise Multifamily Central Hot Water System Distribution    

 

122

NRCV-

PLB-22-H

Plumbing-DHW-HERS

HERS - High Rise Single Dwelling Unit Hot Water System Distribution