SECTION 120.1 – REQUIREMENTS FOR VENTILATION AND INDOOR AIR QUALITY

(a)        General Requirements.

1.   All occupiable spaces in high-rise residential buildings, hotel/motel buildings, and nonresidential buildings other than healthcare facilities shall comply with the applicable requirements of Section 120.1(a) through 120.1(g). Healthcare facilities shall be ventilated in accordance with Chapter 4 of the California Mechanical Code.

2.   The required outdoor air-ventilation rate and the air-distribution system design shall be clearly identified on the plans in accordance with Section 10-103 of Title 24, Part 1.

(b)       High-rise Residential Buildings.

Attached dwellings units shall comply with the requirements of subsections 1 and 2 below. Occupiable spaces other than attached dwelling units shall comply with the requirements of section 120.1(c).

1.   Air Filtration.

A.   System types specified in subsections i, ii, and iii shall be provided with air filters in accordance with Sections 120.1(b)1B through 1D. System types specified in subsection i shall also comply with Section 120.1(b)1E.

i.          Mechanical space conditioning systems that supply air to an occupiable space through ductwork exceeding 10 ft (3 m) in length.

ii.          Mechanical supply-only ventilation systems that provide outside air to an occupiable space.

iii.         The supply side of mechanical balanced ventilation systems, including heat recovery ventilation systems and energy recovery ventilation systems that provide outside air to an occupiable space.

B.   System Design and Installation.

i.    The system shall be designed to ensure that all recirculated air or outdoor air supplied to the occupiable space is filtered before passing through any system thermal conditioning components.

EXCEPTION to Section 120.1(b)1Bi: For heat recovery ventilators and energy recovery ventilators the location of the filters required by Section 120.1(b) may be downstream of a system thermal conditioning component, provided the system is equipped with ancillary filtration upstream of the system’s thermal conditioning component.

ii.    All systems shall be designed to accommodate the clean-filter pressure drop imposed by the system air filter(s). The design airflow rate, and maximum allowable clean-filter pressure drop at the design airflow rate applicable to each air filter shall be determined and reported on labels according to subsection iv below.

      Systems specified in Section 120.1(b)1Ai shall be equipped with air filters that meet either subsection a or b below:

a.   Nominal two-inch minimum depth filter(s) shall be sized by the system designer; or

b.   Nominal one-inch minimum depth filters(s) shall be allowed if the filter(s) are sized according to Equation 120.1-A, based on a maximum face velocity of 150 ft per minute and according to the maximum allowable clean filter pressure drop specified in Section 120.1(b)1Dii

Equation 120.1-A

A_face = Q_filter / V_face

Where,

A_face = air filter face area, the product of air filter nominal length x nominal width, ft²

Q_filter = design airflow rate for the air filter, ft³/min

V_face = air filter face velocity ≤ 150, ft/min

iii.   All system air filters shall be located and installed in such a manner as to be accessible for regular service by the system owner.

iv.   All system air filter installation locations shall be labeled to disclose the applicable design airflow rate and the maximum allowable clean-filter pressure drop. The labels shall be permanently affixed to the air filter installation location, readily legible, and visible to a person replacing the air filter.

C.   Air Filter Efficiency. The system shall be provided with air filter(s) having a designated efficiency equal to or greater than MERV 13 when tested in accordance with ASHRAE Standard 52.2, or a particle size efficiency rating equal to or greater than 50 percent in the 0.30-1.0 μm range and equal to or greater than 85 percent in the 1.0-3.0 μm range, when tested in accordance with AHRI Standard 680.

D.   Air Filter Pressure Drop. All systems shall be provided with air filter(s) that conform to the applicable maximum allowable clean-filter pressure drop specified by i, ii or iii below, when tested using ASHRAE Standard 52.2, or as rated using AHRI Standard 680, for the applicable design airflow rate(s) for the system air filter(s).

i.    The maximum allowable clean-filter pressure drop determined by the system design for the nominal two inch minimum depth air filter required by Section 120.1(b)1Biia; or

ii.    A maximum of 25 PA (0.1 in. of water) clean-filter pressure drop shall be allowed for a nominal one-inch depth air filter sized according to Section 120.1(b)1Biib; or

iii.   For system specified in 120.1(b)1Aii, and 120.1(b)1Aiii, the maximum allowable clean filter pressure drop determined by the system design.

E.   Air Filter Product Labeling. Systems described in 120.1(b)1Ai shall be equipped with air filters that have been labeled by the manufacturer to disclose the efficiency and pressure drop ratings that demonstrate conformance with Sections 120.1(b)1.

EXCEPTION to Section 120.1(b)1: Evaporative coolers are not subject to the air filtration requirements of Section 120.1(b)1.

2.   Attached dwelling units. All dwelling units shall meet the requirements of ASHRAE Standard 62.2, Ventilation and Acceptable Indoor Air Quality in Residential Buildings, subject to the amendments specified in subsection A below.  All dwelling units shall comply with the Acceptance requirements specified in subsection B below.

A.   Amendments to ASHRAE 62.2 requirements.

i.      Window operation is not a permissible method of providing the dwelling unit ventilation airflow specified in subsections iv or v below.

ii.    Continuous operation of central forced air system air handlers used in central fan integrated ventilation systems is not a permissible method of providing the dwelling unit ventilation airflow required in Section 4 of ASHRAE Standard 62.2.

EXCEPTION to Section 120.1(b)2Aii: The Energy Commission may approve continuous operation of central fan integrated ventilation systems pursuant to Section 10-109(h).

iii.   Air filtration shall conform to the specifications in Section 120.1(b)1. Compliance with ASHRAE 62.2 Sections 6.7 (Minimum Filtration) and 6.7.1 (Filter Pressure Drop) shall not be required.

iv.   Multifamily attached dwelling units shall comply with subsections a and b.

a.   Mechanical ventilation airflow shall be provided at rates determined in accordance with Equation 120.1-B.

Total Required Ventilation Rate [ASHRAE 62.2.4.1.1]

Equation 120.1-B

Q_tot = 0.03A_floor + 7.5(N_br + 1)

Where,

Q_tot = total required ventilation rate, cfm

A_floor = dwelling-unit floor area, ft2

N_br = number of bedrooms (not to be less than 1)

b.   The mechanical ventilation system shall comply with one of the following subsections 1 or 2 below. When subsection 2 is utilized for compliance, all dwelling units in the multifamily building shall use the same ventilation system type.

1.   A balanced mechanical ventilation system shall provide the required dwelling-unit ventilation airflow.

2.   Continuously operating supply ventilation systems or continuous operating exhaust ventilation systems shall be allowed to be used to provide the required dwelling unit ventilation airflow if the dwelling-unit envelope leakage is less than or equal to 0.3 cubic feet per minute at 50 Pa (0.2 in. of water) per ft² of dwelling unit envelope surface area as confirmed by field verification and diagnostic testing in accordance with Reference Nonresidential Appendix NA7.18.2.

v.      Multifamily building central ventilation systems that serve multiple dwelling-units shall be balanced to provide ventilation airflow to each dwelling-unit served at a rate equal to or greater than the rate specified by Equation 120.1-B, but not more than twenty percent greater than the specified rate. These systems shall utilize balancing means to ensure the dwelling unit airflows can be adjusted to meet this balancing requirement. These system balancing means may include but not be limited to constant air regulation devices, orifice plates, and variable speed central fans.

vi.      Kitchen range hoods shall be rated for sound in accordance with Section 7.2 of ASHRAE 62.2.

         EXCEPTION to Section 120.1(b)2Avii: Kitchen range hoods may be rated for sound at a static pressure determined at working speed as specified in HVI 916 Section 7.2.

vii.     Compliance with ASHRAE 62.2 Section 6.5.2 (Space Conditioning System Ducts) shall not be required.

viii.    Compliance with ASHRAE 62.2 Section 4.4 (Control and Operation) shall require manual switches associated with dwelling unit ventilation systems to have a label clearly displaying the following text, or equivalent text: “This switch controls the indoor air quality ventilation for the home. Leave it on unless the outdoor air quality is very poor.”

B.   High-Rise Residential Dwelling Unit Acceptance.

i.    Airflow Performance. The dwelling-unit ventilation airflow required by Section 120.1(b)2Aiv or 120.1(b)2Av shall be confirmed through field verification and diagnostic testing in accordance with Reference Nonresidential Appendix NA7.18.1

ii.    Kitchen Range Hoods.  The installed kitchen range hood shall be field verified in accordance with Reference Nonresidential Appendix NA7.18.1 to confirm the model is rated by HVI to comply with the following requirements:

a.   The minimum ventilation airflow rate as specified in Section 5 of ASHRAE 62.2.

b.   The maximum sound rating as specified in Section 120.1(b)2Avi.

(c)        Nonresidential and Hotel/Motel Buildings.

All occupiable spaces shall meet the requirements of subsection 1 and either 2 or 3:

1.   Air Filtration.

A.   Mechanical system types described in Section 120.1(b)1A shall be provided with air filters to clean the outside and return air prior to its introduction into occupied spaces.

B.   Air Filter Efficiency. The filters shall have a designated efficiency equal to or greater than MERV 13 when tested in accordance with ASHRAE Standard 52.2, or a particle size efficiency rating equal to or greater than 50 percent in the 0.30-1.0 μm range, and equal to or greater than 85 percent in the 1.0-3.0 μm range when tested in accordance with AHRI Standard 680; and

C.   Systems shall be equipped with air filters that meet either subsection i or ii below.

i.    Nominal two inch minimum depth filter(s); or

ii.    Nominal one inch minimum depth filter(s) shall be allowed if the filter(s) are sized according to Equation 120.1-A, based on a maximum face velocity of 150 ft per minute.

2.   Natural Ventilation. Naturally ventilated spaces shall be designed in accordance with 120.1(c)2A through 120.1(c)2C and include a mechanical ventilation system designed in accordance with 120.2(c)3:

A.   Floor area to be ventilated. Spaces or portions of spaces to be naturally ventilated shall be located within a distance based on the ceiling height, as specified in i, ii and iii. The ceiling height (H) to be used in i, ii or iii shall be the minimum ceiling height in the space, or for ceilings that are increasing in height as distance from the operable openings is increased, the ceiling height shall be determined as the average height of the ceiling within 20 ft from the operable opening. [ASHRAE 62.1:6.4.1]

i.    Single Side Opening. For spaces with operable opening on one side of the space, the maximum distance from the operable opening shall be not more than 2H. [ASHRAE 62.1:6.4.1.1]

ii.    Double Side Opening. For spaces with operable openings on two opposite sides of the space, the maximum distance from the operable opening shall be not more than 5H. [ASHRAE 62.1:6.4.1.2]

iii.   Corner Opening. For spaces with operable openings on two adjacent sides of a space, the maximum distance from the operable openings shall be not more than 5H along a line drawn between the two openings that are the farthest apart. Floor area outside that line shall comply with i or ii. [ASHRAE 62.1:6.4.1.3]

iv.   Ceiling Height. The ceiling height (h) to be used in Section 120.1(c)2Ai through 120.1(c)2Aiii shall be the minimum ceiling height in the space.

EXCEPTION to Section 120.1(c)2Aiv: For ceilings that are increasing in height as distance from the opening is increased, the ceiling height shall be determined as the average height of the ceiling within 20 feet from the operable openings. [ASHRAE 62.1:6.4.1.4]

B.   Location and Size of Openings. Spaces or portions of spaces to be naturally ventilated shall be permanently open to operable wall openings directly to the outdoors. The openable area shall be not less than 4 percent of the net occupiable floor area. Where openings are covered with louvers or otherwise obstructed, the openable area shall be based on the net free unobstructed area through the opening. Where interior rooms, or portions of rooms, without direct openings to the outdoors are ventilated through adjoining rooms, the opening between rooms shall be permanently unobstructed and have a free area of not less than 8 percent of the area of the interior room or less than 25 square feet. [ASHRAE 62.1:6.4.2]

C.   Control and Accessibility. The means to open the required operable opening shall be readily accessible to building occupants whenever the space is occupied. Controls shall be designed to coordinate operation of the natural and mechanical ventilation systems. [ASHRAE 62.1:6.4.3]

EXCEPTION 1 to Section 120.1(c)2: The mechanical ventilation system shall not be required where natural ventilation openings complying with 120.1(c)2 are either permanently open or have controls that prevent the openings from being closed during periods of expected occupancy.

EXCEPTION 2 to Section 120.1(c)2: The mechanical ventilation system shall not be required where the zone is not served by a space conditioning system.

3.   Mechanical Ventilation. Occupiable spaces shall be ventilated with a mechanical ventilation system capable of providing an outdoor airflow rate (V_z) to the zone no less than the larger of A or B as described below:

A.   The outdoor airflow rate to the zone (V_z) shall be determined in accordance with Equation 120.1-F; or

Equation 120.1-F

V_z = R_a x A_z

Where:

R_a = Outdoor airflow rate required per unit area as determined from Table 120.1-A.

A_z = Zone floor area is the net occupiable floor area of the ventilation zone in square feet. B.

For spaces designed for an expected number of occupants or spaces with fixed seating, the outdoor airflow rate to the zone (V_z) shall be determined in accordance with Equation 120.1-G;

Equation 120.1-G

V_z = R_p x P_z

Where:

R_p = 15 cubic feet per minute of outdoor airflow per person

P_z = The expected number of occupants. The expected number of occupants shall be the expected number specified by the building designer. For spaces with fixed seating, the expected number of occupants shall be determined in accordance with the California Building Code.

EXCEPTION to Section 120.1(c)3: Transfer air. The rate of outdoor air required by Section 120.1(c)3 may be provided with air transferred from other ventilated space if:

A.   Use of transfer air is in accordance with Section 120.1(g); and

B.   The outdoor air that is supplied to all spaces combined, is sufficient to meet the requirements of Section 120.1(c)3 for each space individually.

4.   Exhaust Ventilation. The design exhaust airflow shall be determined in accordance with the requirements in Table 120.1-B. Exhaust makeup air shall be permitted to be any combination of outdoor air, recirculated air, or transfer air. [ASHRAE 62.1:6.5.1]

(d)       Operation and Control Requirements for Minimum Quantities of Outdoor Air.

1.   Times of occupancy. The minimum rate of outdoor air required by Section 120.1(c) shall be supplied to each space at all times when the space is usually occupied.

EXCEPTION 1 to Section 120.1(d)1: Demand control ventilation. In intermittently occupied spaces that do not have processes or operations that generate dusts, fumes, mists, vapors or gasses and are not provided with local exhaust ventilation (such as indoor operation of internal combustion engines or areas designated for unvented food service preparation), the rate of outdoor air may be reduced if the ventilation system serving the space is controlled by a demand control ventilation device complying with Section 120.1(d)4 or by an occupant sensor ventilation control device complying with Section 120.1(d)5.

EXCEPTION 2 to Section 120.1(d)1: Temporary reduction. The rate of outdoor air provided to a space may be reduced below the level required by Section 120.1(c) for up to 30 minutes at a time if the average rate for each hour is equal to or greater than the required ventilation rate.

2.   Pre-occupancy. The lesser of the minimum rate of outdoor air required by Section 120.1(c) or three complete air changes shall be supplied to the entire building during the 1-hour period immediately before the building is normally occupied.

3.   Required Demand Control Ventilation. Demand ventilation controls complying with 120.1(d)4 are required for a space with a design occupant density, or a maximum occupant load factor for egress purposes in the CBC, greater than or equal to 25 people per 1000 square feet (40 square feet or less per person) if the system serving the space has one or more of the following:

A.         an air economizer; or

B.         modulating outside air control; or

C.         design outdoor airflow rate > 3,000 cfm.

EXCEPTION 1 to Section 120.1(d)3: Where space exhaust is greater than the design ventilation rate specified in Section 120.1(c)3 minus 0.2 cfm per ft² of conditioned area.

EXCEPTION 2 to Section 120.1(d)3: Spaces that have processes or operations that generate dusts, fumes, mists, vapors, or gases and are not provided with local exhaust ventilation, such as indoor operation of internal combustion engines or areas designated for unvented food service preparation, daycare sickrooms, science labs, barber shops or beauty and nail salons shall not install demand control ventilation.

EXCEPTION 3 to Section 120.1(d)3: Spaces with an area of less than 150 square feet, or a design occupancy of less than 10 people as specified by Section 120.1(c)3.

4.   Demand Control Ventilation Devices.

A.   For each system with demand control ventilation (DCV), CO₂ sensors shall be installed in each room that meets the criteria of Section 120.1(d)3 with no less than one sensor per 10,000 ft² of floor space. When a zone or a space is served by more than one sensor, a signal from any sensor indicating that CO₂ is near or at the setpoint within the zone or space shall trigger an increase in ventilation.

B.   CO₂ sensors shall be located in the room between 3 ft and 6 ft above the floor or at the anticipated height of the occupants’ heads.

C.   Demand ventilation controls shall maintain CO₂ concentrations less than or equal to 600 ppm plus the outdoor air CO₂ concentration in all rooms with CO₂ sensors.

EXCEPTION to Section 120.1(d)4C: The outdoor air ventilation rate is not required to be larger than the design outdoor air ventilation rate required by Section 120.1(c)3 regardless of CO₂ concentration.

D.   Outdoor air CO₂ concentration shall be determined by one of the following:

i.    CO₂ concentration shall be assumed to be 400 ppm without any direct measurement; or

ii.    CO₂ concentration shall be dynamically measured using a CO₂ sensor located within 4 ft of the outdoor air intake.

E.   When the system is operating during hours of expected occupancy, the controls shall maintain system outdoor air ventilation rates no less than the rate 'listed in Table 120.1-A  |topic=TABLE 120.1-A  MINIMUM VENTILATION RATES for DCV, times the conditioned floor area for spaces with CO₂ sensors, plus the rate required by Section 120.1(c)3| for other spaces served by the system, or the exhaust air rate whichever is greater.

F.   CO₂ sensors shall be certified by the manufacturer to be accurate within plus or minus 75 ppm at a 600 and 1000 ppm concentration when measured at sea level and 25°C, factory calibrated, and certified by the manufacturer to require calibration no more frequently than once every 5 years. Upon detection of sensor failure, the system shall provide a signal which resets to supply the minimum quantity of outside air to levels required by Section 120.1(c)3 to the zone serviced by the sensor at all times that the zone is occupied.

G.   The CO₂ sensor(s) reading for each zone shall be displayed continuously, and shall be recorded on systems with DDC to the zone level.

5.   Occupant Sensor Ventilation Control Devices. When occupancy sensor ventilation devices are required by Section 120.2(e)3, occupant sensors shall be used to reduce the rate of outdoor airflow when occupants are not present in accordance with the following:

A.   Occupant sensors shall meet the requirements in Section 110.9(b)4 and shall have suitable coverage and placement to detect occupants in the entire space ventilated.  If occupant sensors controlling lighting are used for ventilation , the ventilation signal shall be independent of daylighting, manual lighting overrides or manual control of lighting. When a single zone damper or a single zone system serves multiple rooms, there shall be an occupancy sensor in each room and the zone is not considered vacant until all rooms in the zone are vacant.

B.   One hour prior to normal scheduled occupancy, the occupancy sensor ventilation control shall allow pre-occupancy purge as described in Section 120.1(d)2.

(e)        Ducting for Zonal Heating and Cooling Units.

Where a return plenum is used to distribute outdoor air to a zonal heating or cooling unit which then supplies the air to a space in order to meet the requirements of Section 120.1(c)3, the outdoor air shall be ducted to discharge either:

1.   Within 5 feet of the unit; or

2.   Within 15 feet of the unit, substantially toward the unit, and at a velocity not less than 500 feet per minute.

(f)        Design and Control Requirements for Quantities of Outdoor Air.

1.   All mechanical ventilation and space-conditioning systems shall be designed with and have installed ductwork, dampers, and controls to allow outside air rates to be operated at the larger of (1) the minimum levels specified in Section 120.1(c)3 or (2) the rate required for make-up of exhaust systems that are required for an exempt or covered process, for control of odors, or for the removal of contaminants within the space.

2.   All variable air volume mechanical ventilation and space-conditioning systems shall include dynamic controls that maintain measured outside air ventilation rates within 10 percent of the required outside air ventilation rate at both full and reduced supply airflow conditions. Fixed minimum damper position is not considered to be dynamic and is not an allowed control strategy.

3.   Measured outdoor air rates of constant volume mechanical ventilation and space-conditioning systems shall be within 10 percent of the required outside air rate.

(g)       Air Classification and Recirculation Limitations.

Air classification and recirculation limitations of air shall be based on the air classification as listed in Table 120.1-A or Table 120.1-C, and in accordance with the requirements of 120.1(g)1 through 4.

1.   Class 1 Air. Recirculation or transfer of Class 1 air to any space shall be permitted; [ASHRAE 62.1:5.16.3.1]

2.   Class 2 Air. Recirculation or transfer of Class 2 air shall be permitted in accordance with 120.1(g)A through 120.1(g)E:

A.   Recirculation of Class 2 air within the space of origin shall be permitted [ASHRAE 62.1:5.16.3.2.1]:

B.   Recirculation or transfer of Class 2 to other Class 2 or Class 3 spaces shall be permitted, provided that the other spaces are used for the same or similar purpose or task and involve the same or similar pollutant sources as the Class 2 space [ASHRAE 62.1:5.16.3.2.2]; or

C.   Transfer of Class 2 air to toilet rooms [ASHRAE 62.1:5.16.3.2.3]; or

D.   Recirculation or transfer of Class 2 air to Class 4 spaces [ASHRAE 62.1:5.16.3.2.4]; or

E.   Class 2 air shall not be recirculated or transferred to Class 1 spaces. [ASHRAE 62.1:5.16.3.2.5]

EXCEPTION to Section 120.1(g)2E: When using any energy recovery device, recirculation from leakage, carryover, or transfer from the exhaust side of the energy recovery device is permitted. Recirculated Class 2 air shall not exceed 10% of the outdoor air intake flow.

3.   Class 3 Air. Recirculation or transfer of Class 3 air shall be permitted in accordance with 120.1(g)A and 120.1(g)B:

A.   Recirculation of Class 3 air within the space of origin shall be permitted. [ASHRAE 62.1:5.16.3.3.1]

B.   Class 3 air shall not be recirculated or transferred to any other space. [ASHRAE 62.1:5.16.3.3.2].

EXCEPTION to Section 120.1(g)3B: When using any energy recovery device, recirculation from leakage, carryover, or transfer from the exhaust side of the energy recovery device is permitted. Recirculated Class 3 air shall not exceed 5% of the outdoor air intake flow.

4.   Class 4 Air. Class 4 air shall not be recirculated or transferred to any space or recirculated within the space of origin. [ASHRAE 62.1:5.16.3.4]

5.   Ancillary spaces. Redesignation of Class 1 air to Class 2 air shall be permitted for Class 1 spaces that are ancillary to Class 2 spaces. [ASHRAE 62.1:5.16.2.3]

6.   Transfer. A mixture of air that has been transferred through or returned form spaces or locations with different air classes shall be redesignated with the highest classification among the air classes mixed. [ASHRAE 62.1:5.16.2.2]

7.   Classification. Air leaving each space or location shall be designated at an expected air-quality classification not less than that shown in Tables 120.1-A, 120.1-B or 120.1-C. Air leaving spaces or locations that are not listed in Tables 120.1-A, 120.1-B or 120.1-C shall be designated with the same classification as air from the most similar space or location listed in terms of occupant activities and building construction.

TABLE 120.1-A  MINIMUM VENTILATION RATES

Table 120.1-B – Minimum Exhaust Rates
[ASHRAE 62.1: TABLE 6.5]

Table 120.1-C – Airstreams or Sources
[ASHRAE 62.1: Table 5.16.1]

NOTE: Authority: Sections 25213, 25218, 25218.5, 25402 and 25402.1, Public Resources Code. Reference: Sections 25007, 25008, 25218.5, 25310, 25402, 25402.1, 25402.4, 25402.8, and 25943, Public Resources Code.