Energy Code Ace - (f) Filing by Third Parties.

Section 1606. Filing by Manufacturers; Listing of Appliances in the MAEDbS.

(a) Filing of Statements.

Each manufacturer shall electronically file with the Executive Director through the MAEDbS a statement for each appliance that is sold or offered for sale in California. The statement shall contain all of the information described in paragraphs (2) through (4) of this subsection and shall meet all of the requirements of paragraph (1) of this subsection and all other applicable requirements in this Article.

The effective dates of this section shall be the same as the effective dates shown in section 1605.1, 1605.2 or Section 1605.3 of this Article for appliances for which there is an energy efficiency, energy consumption, energy design, water efficiency, water consumption, or water design standard in section 1605.1, 1605.2, or section 1605.3 of this Article. For appliances with no energy efficiency, energy consumption, energy design, water efficiency, water consumption, or water design standard in section 1605.1, 1605.2, or 1605.3 of this Article, the effective date of this section shall be one year after they are added to section 1601 of this Article unless a different effective date is specified.

Exceptions to Section 1606(a) of this Article: Section 1606(a) of this Article is not applicable to:

(1) external power supplies,

(2) small electric motors,

(3) à la carte chargers meeting the EXCEPTION noted in Section 1605.3(w)(2) of this Article.

(4) General service lamps, excluding state-regulated LED lamps and state-regulated small diameter directional lamps subject to the standards in section 1605.3(k) of this Article., or

(5) federally regulated consumer water heaters ≥ 2 and < 20 gallons rated storage volume.

(6) single and dual duct portable air conditioners with variable speed motors.

(1) General Rules.

(A) Format and Categories. Each statement shall be in a format (including but not limited to computer formats) and in categories specified by the Executive Director.

(B) When Different Statements are Required. The Executive Director may establish, modify, and enforce schedules for the submittal of statements where it is reasonably necessary for orderly processing of submittals, for example when manufacturers or third parties often submit many statements simultaneously.

(C) Asterisks in Model Numbers. In filing any statement, the manufacturer may use asterisks as a substitute for letters, numbers, blanks, or other characters in the model number, provided that an asterisk (i) shall be used only for a part of the model number that does not indicate energy consumption, energy efficiency, water consumption, or water efficiency, or a design or feature affecting such efficiency or consumption; (ii) shall represent a single letter, number, blank, or other character at the asterisk's location in the model number; and (iii) shall not be used for any of the first four letters, numbers, blanks, or other characters in the model number.

(D) Different Functions. Except as provided in section 1606(a)(1)(G), of this Article if the same appliance is sold or offered for sale as more than one type of appliance shown in Table X (for example, if the appliance can serve both water heating and pool heating functions), the manufacturer shall submit a separate statement for each model of that appliance type. Each appliance type for which a statement is submitted must match all the common identifiers shown in Table X.

(E) Multiple Statements. A manufacturer may electronically file statements through the MAEDbS for more than one appliance in a single submittal to the Executive Director. If a submittal contains statements for more than one appliance, there shall be only one statement for each appliance, except as provided in sections 1606(a)(1)(D) and 1606(a)(1)(G) of this Article. The Executive Director shall allow multiple statements to be submitted in the same electronic file under conditions they determines are reasonably necessary to ensure accuracy and compatibility with the MAEDbS

(F) Split System Central Air Conditioners. The statement for split system air conditioners shall be for the combination of the compressor‐containing unit and the non‐compressor‐containing unit tested under section 1604(c) of this Article.

(G) Combination Space‐Heating and Water‐Heating Appliances. Manufacturers of combination space‐heating and water‐heating appliances shall file two statements for each such appliance. The first statement shall contain the information listed in Table X for combination space‐heating and water‐heating appliances, and all other information shown in Table X for “all appliances;” and the second statement shall contain the information listed in Table X for the primary function of the appliance according to the determination required by sections 1605(e) and 1605(f), of this Article and containing all other information shown in Table X for “all appliances.” Each appliance type for which a statement is submitted must match all the common identifiers shown in Table X.

(H) Portable Air Conditioners. A manufacturer shall file two statements for a single model of portable air conditioner if the model is sold or offered for sale in California with both single-duct and dual-duct configuration options. One statement shall be for the single-duct configuration, and the other statement shall be for the dual-duct configuration.

(I) Air Filters. The statement for air filters shall be for each basic model of air filter tested under section 1604(c)(3) of this Article

(2) Manufacturer Information.

(A) The name, address, telephone number, e‐mail address and, if available, fax number, and URL (web site) address of the manufacturer; provided, however, that if a parent entity is filing on behalf of a subsidiary entity, if a subsidiary entity is filing on behalf of a parent entity, or if an affiliate entity is filing on behalf of an affiliate entity, then each entity shall be clearly identified and the information shall be provided for both entities.

(B) The name, address, telephone number, e‐mail address and, if available, fax number of the individual to contact concerning the statement pursuant to section 1606(a)(4) of this Article. There shall be only one individual to contact for each category (box) in the “Appliance” column of Table X, except that the individual may, during their absence, delegate their duties in this regard.

(C) The name, address, telephone number, e-mail address and, if available, fax number of the person signing the declaration pursuant to s ection 1606(a)(4) of this Article.

(3) Testing and Performance Information.

(A) A statement that the appliance has been tested in accordance with all applicable requirements of Sections 1603 and 1604 of this Article. If Section 1604 of this Article provides more than one test method that may be used, the manufacturer shall identify which method was used.

EXCEPTION 1 to Section 1606(a)(3)(A) of this Article:

For appliances for whom an alternative efficiency determination method (AEDM) was used to determine energy consumption or efficiency values consistent with 10 C.F.R. section 429.70, the manufacturer shall submit a statement that the appliance has been tested in accordance with all applicable requirements of Sections 1603 and 1604 of this Article, or that the appliance has been rated according to an alternative efficiency determination method (AEDM) in accordance with all applicable requirements of section 1604(s) of this Article

EXCEPTION 2. to Section 1606(a)(3)(A) of this Article:

For integral cartridge-filter pool pumps and integral sand-filter pool pumps manufactured on or after July 19, 2021, in lieu of the statement required in section 1606(a)(3)(A) of this Article, a statement that the appliance meets the energy design requirements of sections 1605.1(g)(7)(C) and 1605.1(g)(7)(D) of this Article.

EXCEPTION 3 to section 1606(a)(3)(A) of this Article:

For residential pool pump and motor combinations and residential replacement pool pump motors, in lieu of the statement required in section 1606(a)(3)(A) of this Article, a statement that the appliance meets the design requirements of section 1605.3(g)(5)(A) and 1605.3(g)(5)(B) of this Article.

(B) The name and address and, if available, telephone number, fax number, URL (web site) address, and e-mail address of the laboratory or other institution where the testing required by sections 1603 and 1604 of this Article was performed.

(C) The applicable information listed in Table X; provided, however, that submittal of information marked with "¹" is voluntary for federally regulated appliances, and that submittal of information marked with "²" is voluntary for state-regulated appliances. Where there is text in the "Permissible Answers" column, the information provided must be one of the answers shown. If the text in the "Permissible Answers" column states "other (specify)," the information provided must be a specific response for the "Required Information" category (e.g., a response of "other" is not acceptable).

Exception 1. to Section 1606(a)(3)(C) of this Article:
If an appliance has an alternative test procedure pursuant to section 1603(c)(1) of this Article, or an alternative assessment method specified pursuant to section 1603(c)(2)(A) of this Article, then the statement shall include:

(1) the following information from Table X: Manufacturer's Name, Brand Name, Model Number, and Regulatory Status; and

(2) all information from Table X that is applicable to the appliance and that is produced during the alternative test procedure or the alternative assessment method; and

(3) all other energy performance information produced during the alternative test procedure or the alternative assessment method.

Exception 2. to Section 1606(a)(3)(C) of this Article:
If the Executive Director has specified that there is no test method for an appliance pursuant to section 1603(c)(2)(B) of this Article, then the statement shall include the following information from Table X: Manufacturer's Name, Brand Name, Model Number, and Regulatory Status.

Exception 3. to Section 1606(a)(3)(C) of this Article:
Manufacturers of state-regulated LED lamps and LED versions of state-regulated small-diameter directional lamps may certify estimated values for rated lifetime until testing per section 1604 of this Article is complete. When reporting estimated values, the certification report shall describe the prediction method, which must be generally representative of the methods specified in 10 C.F.R. Appendix BB to subpart B of part 430, “Uniform Test Method for Measuring the Input Power, Lumen Output, Lamp Efficacy, Correlated Color Temperature (CCT), Color Rendering Index (CRI), Power Factor, Time to Failure, and Standby Mode Power of Integrated Light-Emitting Diode (LED) Lamps.” Manufacturers shall maintain records of the development of all estimated values and any associated initial test data. Manufacturers shall update the certification in the MAEDbS upon completion of the required test procedures for rated lifetime.

(D) How Tested Data Must Be Reported.

(1) For any numerical value required by Table X that is produced by a test specified in section 1604. Test Methods for Specific Appliances., of this Article the reported value shall be no higher for the value for which the consumer would prefer a high number, and no lower for the value for which the consumer would prefer a low number, than the values obtained by testing; unless different specific instructions are specified in the test method specified in section 1604 of this Article.

(2) For any numerical value required by Table X that is produced by calculation from measured numerical test results, the reported value shall be no higher for the values where the consumer would prefer a high number than the exact result of the calculation, and no lower than the exact result of the calculation where the consumer would prefer a low number, than the values obtained by calculating, unless different specific instructions are specified in the test method specified in section 1604 of this Article.

(3) Manufacturers may report:

(a) numbers higher than tested values, where the consumer would, all other things being equal, prefer lower values (or is indifferent); and

(b) numbers lower than tested values, where the consumer would, all other things being equal, prefer higher values (or is indifferent).

Example: An air conditioner is tested using the appropriate test method specified in Section 1604, and the test method does not include specific instructions about the precision of reporting.

Cooling capacity is measured as: 36,014 Btu per hour.
For cooling capacity, consumers prefer higher values.
The manufacturer may not report any value over 36,014 Btu per hour.
The manufacturer chooses to report 36,000 Btu per hour.
Electrical energy use is measured at 3,487 watts.
For electrical energy use, consumers prefer lower values.
The manufacturer may not report any value under 3,487 watts.
The manufacturer chooses to report 3,500 watts.
Using the data the manufacturer chooses to report, EER = 36,000/3,500 = 10.285714.
For EER, consumers prefer higher values.
The manufacturer may not report any value of EER over 10.285714 (if EER is reported with only one decimal place, the maximum value would be 10.2).
The manufacturer chooses to report EER = 10.2 Btu per watt hour.
If the manufacturer had chosen to report the cooling capacity as 36,014 Btu per hour, and the electrical energy use as 3,487 watts, the calculated EER would have been 36,014/3,487 = 10.328076. In this case the manufacturer could not report any value of EER over 10.328076 (if EER is reported with only one decimal place, the maximum value would be 10.3).

Table X Data Submittal Requirements

A - Refrigerators, Refrigerator-Freezers, and Freezers

B - Room Air Conditioners

C - Central Air Conditioners

D - Portable Air Conditioners

E - Space Heating Products

F - Water Heaters

G - Pool Heaters, Portable Electric Spas, Residential Pool Pump and Motor Combinations…

H - Plumbing Fittings

I - Plumbing Fixtures

J - Fluorescent Lamp Ballasts and Deep-Dimming Lamp Ballasts

K - Lamps

L - Emergency Lighting

M - Traffic Signal Modules

N - Luminaires and Torchieres

O - Dishwashers

P - Clothes Washers

Q - Clothes Dryers

R - Cooking Products and Food Service Equipment

S - Electric Motors

T - Distribution Transformers

U – None.

V - Computers, Computer Monitors, Televisions, Signage Displays, and Consumer Audio and Video Equipment

W - Battery Chargers and Battery Charger Systems

X – Landscape Irrigation Equipment

Table X-A

Refrigerators, Refrigerator-Freezers, and Freezers.
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Non‐Commercial Refrigerators, Non‐Commercial Refrigerator‐Freezers, Non‐Commercial Freezers
	*Product Class	Category in Table A-2 or A‐3 (specify)
	Access^{1, 2}	Door, drawer, both door and drawer
	Kitchen Unit¹,²	True, False
	Refrigerator Volume
	Freezer Volume
	Total Volume
	Adjusted Total Volume
	Height
	Width
	Depth
	Annual Energy Consumption (low)
	Annual Energy Consumption (high)
	Annual Energy Consumption (mean)
	Anti‐sweat Heater Switch	True, False
	Refrigerant Type^{1, 2}	Ozone‐depleting, non‐ozone‐ depleting
	Insulation Type^{1, 2}	Ozone‐depleting, non‐ozone‐ depleting
Self‐contained Commercial Refrigerators with or without doors, Self‐contained Commercial Refrigerator‐ Freezers with or without doors, Self‐ contained Commercial Freezers with or without doors, Self‐contained Commercial Refrigerators specifically designed for display and sale of bottled or canned beverages with or without doors, Remote Condensing Commercial Refrigerators, Remote Condensing Commercial Freezers, Commercial Ice Cream Freezers(Note: units with multiple compartments must certify data for each compartment)
	*Cabinet Style	Ice cream cabinet; milk or beverage cabinet; milk, beverage, or ice cream cabinet; undercounter cabinet; other reach‐in cabinet; pass‐through cabinet; roll‐in or roll‐through cabinet; preparation table; buffet table; wedge case; work top table.
	*Defrost System	Automatic, manual, partial‐automatic
	*Type	Ice‐cream application, low‐temperature application, medium‐temperature application, pull‐down application
	Total Compartments (for hybrid models and refrigerator-freezers)
	Equipment Family	Vertical open, semivertical open, horizontal open, vertical closed transparent, horizontal closed transparent, vertical closed solid, horizontal closed solid, service over counter
	Condensing Unit Configuration	Remote, self‐contained
	Multiple Compartments Number Code
	Total Display Area (TDA)
	Total Volume
	Height
	Width
	Depth
	Anti‐condensate Energy Consumption (AEC) (for hybrid models and refrigerator-freezers)
	Condensate Evaporator Pan Energy Consumption (PEC) (for hybrid models and refrigerator-freezers)
	Defrost Energy Consumption (DEC) (for hybrid models and refrigerator-freezers)
	Fan Energy Consumption (FEC) (for hybrid models and refrigerator-freezers)
	Compressor Energy Consumption (CEC) (for hybrid models and refrigerator-freezers)
	Lighting Energy Consumption (LEC) (for hybrid models and refrigerator-freezers)
	Other Energy Consumption (OEC) (for hybrid models and refrigerator-freezers)
	Daily Energy Consumption
	Calculated Daily Energy Consumption (CDEC)
	Total Daily Energy Consumption (TDEC)
	Refrigerant Type	Ozone‐depleting, non‐ozone‐depleting
	Insulation Type	Ozone‐depleting, non‐ozone‐depleting
Automatic Commercial Ice‐ Makers
	*Equipment Type	Ice‐making head, remote‐condensing, self‐contained, both remote‐condensing and remote‐compressor
	*Cooling Type	Air, water
	*Ice Maker Process Type	Batch, continuous, cube other (specify)
	Harvest Rate
	Energy Consumption
	Water Consumption
	Ice Hardness Adjustment Factor (for continuous type models)
Water Dispensers
	*Type	Bottle type; Bottle type with compartment; Pressure type, bubbler; Pressure type with compartment, bubbler; Pressure type, faucet; Pressure type with compartment, faucet, Point‐of‐Use
	*Condenser Cooling Medium	Air‐cooled; Water‐cooled
	*Style	Free‐standing; Flush‐to‐Wall; Wall Hung; Wall Hung semi‐recessed; Remote; Recessed
	*Refrigerated Compartment
	Temperatures delivered	Cold only, cook (ambient) and cold, hot and cold
	Cooling Capacity (gallons/hour)
	Heating Capacity (6‐oz. cup per hour)
	Standby Energy Consumption (kWh/day)
Walk‐in Coolers, and Walk‐in Freezers: Doors
	Door Type	Passage door (medium temperature), passage door (low temperature), freight door (medium temperature), freight door (low temperature), display door (medium temperature), display door (low temperature)
	Door surface area (ft²)
	Transparent reach-in?	Door, window, both
	Glass Type of Doors and Door Windows (if applicable)	1” triple pane insulated, 1” triple pane tempered, 2-pane Low-E Gas Fill, 3-pane gas fill, 3-pane heat reflective, 3-pane Low-E gas fill, 3-pane reflective gas fill, 3-pane heated, 3- pane unheated, none
	Anti-sweat heater power draw (W per ft² of door opening) (if applicable)
	Door insulation R-value (if applicable)
	All applicable design standards incorporated?	True, False
	Daily energy consumption (kWh/day)
	Equipped with a timer, control system, or other demand-based control reducing lighting power and/or heater wire and/or other electricity-consuming device?	Lighting, heater wire, other electricity-consuming device, lighting + heater wire, lighting + other electricity-consuming device, heater wire + other electricity-consuming device, all, none
	Total rated lighting power (W) (if applicable)	c
	Total rated heater wire power (W) (if applicable)
	Total rated other electricity-consuming device power (W) (if applicable)
Walk‐in Coolers, and Walk‐in Freezers: Panels	Panel Type	Wall panels for walk-in coolers, ceiling panels for walk-in coolers, wall panels for walk-in freezers, ceiling panels for walk-in freezers, floor panels for walk-in freezers
	R-value of wall insulation (if applicable)
	R-value of ceiling insulation (if applicable)
	R-value of floor insulation (if applicable)
Walk‐in Coolers, and Walk‐in Freezers: Refrigeration Systems	Refrigeration system Type	Dedicated condensing system medium temperature indoor; Dedicated condensing system medium temperature outdoor; Dedicated condensing system low temperature indoor; Dedicated condensing system low temperature outdoor; unit cooler medium temperature, unit cooler low temperature
	Is outdoor dedicated condensing system also certified (for indoor dedicated condensing systems only?	True, False
	Model number for outdoor dedicated condensing system (only applicable for indoor dedicated condensing systems where outdoor dedicated condensing system is also certified)
	Refrigeration system net capacity (Btu/hr) (if applicable)
	Evaporator fan motor horsepower (if applicable)
	Condenser fan motor horsepower (if applicable)
	All applicable design requirements incorporated?	True, False
	Process cooling refrigeration system?	True, False
	Annual Walk-in Energy Factor(AWEF)
	Configuration tested for certification (if applicable)	Condensing unit only, unit cooler only, single package dedicated system, matched pair
Refrigerated Bottled or Canned Beverage Vending Machines
	Equipment Class (reporting of Combination A or Combination B for models manufactured on or after January 8, 2019)	Class A, Class B, Combination A,Combination B
	Door Type	Glass front, closed front,
	Machine use designation	Indoor, indoor / outdoor
	Maximum Daily Energy Consumption at 75°F. Ambient Temperature
	Standard Vendible Capacity
	Low Power State – lighting	True, false
	Low Power State – refrigeration	True, false
	Low Power State – whole machine	True, false
	On‐Site Adjustable by Operator or Owner	True, false
	Refrigerant Type	Ozone‐depleting, non‐ozone‐depleting
	Insulation Type	Ozone‐depleting, non‐ozone‐depleting
	Internal volume
Miscellaneous Refrigeration Products	Product Class Variable Defrost Control Least time Between Defrosts (hours) (when “Variable Control” = True)	1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12
	Max time Between Defrosts (hours) (when “Variable Control” = True)
	Variable Anti-Sweat Heater Control Heater Watts at 5%, 15%, 25%, 35%, 45%, 55%, 65%, 75%, 85%, and 95% humidity (Watts) (when “Variable Anti-Sweat Heater Control” = True)	True, False
	Testing Conducted with Modifications to Standard Temperature Sensor Locations Total Refrigerated Volume (ft³)Total Adjusted Volume (ft3)Annual Energy use (kWh/year)	True, False

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-B

Room Air Conditioners, Room Air-Conditioning Heat Pumps,
Packaged Terminal Air Conditioners, and Packaged Terminal Heat Pumps
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Room Air Conditioners and Room Air‐Conditioning Heat Pumps
	*Voltage
	*Electrical Phase	1, 3
	*Type	Room air conditioner, room air conditioning heat pump, casement‐only room air conditioner, casement‐slider room air conditioner.
	*Louvered Sides	Yes, no
	Cooling Capacity at 95°F
	Electrical Input at 95°F
	Combined Energy Efficiency Ratio at 95°F
	Standby and Off Mode Annual Energy Consumption
	Heating Capability	Heat pump, electric resistance heating, heat pump and electric resistance heating, no heating capability
	Refrigerant Type¹	Ozone‐depleting, non‐ozone‐depleting
Packaged Terminal Air Conditioners and Packaged Terminal Heat Pumps
	*Voltage
	*Electrical Phase	1, 3
	*Type	PTAC, PTHP
	Size	Standard, non‐standard
	Cooling Capacity at 95°F
	Electrical Input at 95°F
	Combined Energy Efficiency Ratio (EER) at 95°F
	Heating Capability	Heat pump, electric resistance heating, heat pump and electric resistance heating, no heating capability
	Heating Capacity (for models with heating capability only)
	Electrical Input (for models with heating capability only)
	Coefficient of Performance (for models with heating capability only)
	Refrigerant Type¹	Ozone‐depleting, non‐ozone‐depleting
	Compressor Power¹

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-C

Central Air Conditioners
Data Submittal Requirements

Appliance	Required Information	Possible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Air Filters manufactured on or after July 1, 2024	Length of tested air filter (inches)
	Width of tested air filter (inches)
	Depth of tested air filter (inches)
	Face Area of tested air filter (inches)
	Test Procedure used	AHRI Standard 680 (I-P)-2017, ANSI/ASHRAE Standard 52.2-2017
	Face Velocity Utilized for the test procedure (feet per minute)
	Minimum Efficiency Reporting Value (MERV) (if ANSI/ASHRAE Standard 52.2-2017 was used.)
	Particle size Efficiency for 0.3 to 1.0 µm particle size
	Particle size Efficiency for 1.0 to 3.0 µm particle size
	Particle size Efficiency for 3.0 to 10 µm particle size
	Airflow Rate value 1 (cubic feet per minute)
	Airflow Rate value 2 (cubic feet per minute)
	Airflow Rate value 3 (cubic feet per minute)
	Airflow Rate value 4 (cubic feet per minute)
	Airflow Rate value 5-(cubic feet per minute) (Maximum Rated Airflow Rate if ANSI/ASHRAE Standard 52.2-2017 was used)
	Calculated Airflow Rate value at an Initial Resistance of 0.1 inches water column (cubic feet per minute)
	Initial Resistance at air flow rate value 1 (inches water column)
	Initial Resistance at air flow rate value 2 (inches water column)
	Initial Resistance at air flow rate value 3 (inches water column)
	Initial Resistance at air flow rate value 4 (inches water column)
	Initial Resistance at air flow rate value 5 (inches water column) (if ANSI/ASHRAE Standard 52.2-2017 was used)
	Final Resistance at the point where test is terminated and results determined (inches water column)
	Dust Holding Capacity (grams)

Central Air Conditioners and Heat Pumps Other than Multi-Split Systems (tested under 10 C.F.R. section 420.23(m) (Appendix M1 to subpart B of part 430))	Individual Model Number Covered by Basic Model (outdoor unit or package unit)	Individual Model Number Covered by Basic Model (outdoor unit or package unit)
	Individual Model Number (indoor unit) (if applicable)	Gas, oil, electric heat pump, electric resistance, heat pump and electric resistance, none
	Individual Model Number (air mover or indoor unit if fan is part of indoor unit) (if applicable)
	Product Group Code
	Certification Is Based on a Waiver of DOE's Test Procedure Requirements	True, False
	Certification Is Based upon an Exception Relief from an Applicable Standard by DOE's Office of Hearing and Appeals	True, False
	Cooling Capacity (Btu/h)
	Heating Capacity (Btu/h) (heat pumps only) (voluntary)
	Seasonal Energy Efficiency Ratio 2 (SEER2) (Btu/Wh)
	Heating Seasonal Performance Factor 2 (HSPF2) (Btu/Wh) (heat pumps only)
	Average Off Mode Power Consumption Rating is Based on Testing of This Combination	True, False
	Average Off Mode Power Consumption (watts)
	Energy Efficiency Ratio 2 (EER2) (in Btu/Wh) (if applicable)
	Coil System Type	Coil-Only, Blower Coil
	This is a Variable-Speed Compressor System	True, False
	Type of Air Conditioner or Heat Pump Used in Testing or Rating	Ceiling-Mount, Wall-Mount, Small-Duct High-Velocity (SDHV), Space Constrained, Mobile Home, Conventional
Multi-Split System Central Air Conditioners and Heat Pumps (tested under 10 C.F.R. section (Appendix M1 to subpart	Manufacturer (outdoor unit)
	Brand Name (outdoor unit)
	Individual Model Number Covered by Basic Model (outdoor unit)
	Indoor Unit Manufacturer(s)
	Indoor Unit Individual Model Number(s)
	Air Mover Manufacturer(s) (if applicable)
	Air Mover Brand(s) (if applicable)
	Air Mover Individual Model Number(s) (if applicable)
	Product Group Code
	Certification is Based on a Waiver of DOE's Test Procedure Requirements	True, False
	Certification is Based upon an Exception Relief from an Applicable Standard by DOE	True, False
	Cooling Capacity (Btu/h)
	Heating Capacity (Btu/h) (heat pumps only) (voluntary)
	Number of Indoor Units Tested with the Outdoor Unit
	Seasonal Energy Efficiency Ratio 2 (SEER2)(Btu/Wh)
	Type of Air Conditioner or Heat Pump Used in Testing or Rating	Ceiling-Mount, Wall-Mount, Low-Static, Mid-Static, Small Duct High Velocity, Space Constrained, Mobile Home Conventional, Not Otherwise Listed
	Heating Seasonal Performance Factor 2(HSPF2) (Btu/W-h) (heat pumps only)
	Average Off Mode Power Consumption Rating is Based on Testing of This Combination	True, False
	Average Off Mode Power Consumption (Watts)
	Energy Efficiency Ratio 2 (EER2) (Btu/Wh) (if applicable)
	This is a Variable-Speed Compressor System	True, False
Commercial Air Conditioners and Commercial Heat Pumps	Individual Model Number Covered by Basic Model
	Certification Is Based Upon a Waiver of DOE's Test Procedure Requirements	True, False
	Seasonal Energy Efficiency Ratio (SEER) (Btu/Wh) (if applicable)
	Energy Efficiency Ratio (EER) (Btu/Wh) (if applicable)
	Integrated Energy Efficiency Ratio (IEER) (Btu/Wh) (if applicable)
	Heating Seasonal Performance Factor (HSPF) (if applicable)
	Coefficient of Performance (COP) (if applicable)
	Rated Cooling Capacity (Btu/h)
	Heating Type	Electric Resistance Heating or No Heating, Heating Types Other than Electric Resistance, or All
Variable Refrigerant Flow Multi-Split Air Conditioners and Heat Pumps	Outdoor Unit Module 1 Model Number
	Outdoor Unit Module 2 Model Number (if applicable)
	Outdoor Unit Module 3 Model Number (if applicable)
	Outdoor Unit Module 4 Model Number (if applicable)
	Outdoor Unit Module 5 Model Number (if applicable)
	Product Group Code
	Rated Cooling Capacity (Btu/h)
	Certification Is Based on a Waiver of DOE's Test Procedure Requirements	True, False
	Certification Is Based upon an Exception Relief from an Applicable Standard by DOE's Office of Hearing and Appeals	True, False
	Seasonal Energy Efficiency Ratio (SEER) (Btu/Wh) (if applicable)
	Downflow Unit SCOP (Air‐cooled, water‐cooled, glycol‐cooled, chilled-water-cooled models only)
	Heating Seasonal Performance Factor (HSPF)(if applicable)
	Integrated Energy Efficiency Ratio (IEER) (Btu/Wh) (if applicable)
	Coefficient of Performance (if applicable)
	Rated Heating Capacity (Btu/h) (if applicable)
	Tested Combination	Non-Ducted, Ducted, Small Duct High-Velocity (SDHV), Non-Ducted/Ducted Mix, Non-Ducted/Small Duct High-Velocity (SDHV) Mix, Ducted/Small Duct High-Velocity (SDHV) Mix
	Indoor Units Identified in the Tested Combination
Single Package Vertical Air Conditioners and Heat Pumps	Individual Model Number Covered by Basic Model
	Sample Size (number of units tested)
	Certification Is Based Upon a Waiver of DOE's Test Procedure Requirements	True, False
	Certification Is Based Upon an Exception Relief from an Applicable Standard by DOE's Office of Hearing and Appeals	True, False
	Energy Efficiency Ratio (EER) (Btu/Wh)
	Coefficient of Performance (COP) (if applicable)
	Rated Cooling Capacity (Btu/h)
Computer Room Air Conditioners	Individual Model Number Covered by Basic Model
	Certification Is Based Upon a Waiver of DOE's Test Procedure Requirements	True, False
	Certification Is Based Upon an Exception Relief from an Applicable Standard by DOE's Office of Hearing and Appeals	True, False
	Sensible Coefficient of Performance (SCOP)
	Net Sensible Cooling Capacity (Btu/h)
	Net Cooling Capacity (Btu/h)
	Rated Airflow (standard cubic feet per minute (SCFM))
	Configuration	Upflow, Downflow
	Economizer Present	Economizer Present True, False
	Condenser Medium	Condenser Medium Air, water, or glycol-cooled

Heat pump water-heating packages	Voltage*
	Phase*	1, 3
	Refrigerant Type*	Ozone-depleting, non-ozone-depleting
	Compressor Motor Design*	Single-speed, dual-speed, multiple-speed, variable-speed
	OD Fan Motor Design*	Single-speed, dual-speed, multiple-speed, variable-speed
	Model number includes all components?	True, False
	Is the model designed for space cooling?	True, False
	Cooling Capacity (BTU per hour) if applicable
	Cooling power input (watts) if applicable
	Energy Efficiency Ratio (EER) if applicable
	Integrated part load value (IPLV)
	Heating Capacity (BTU per hour) at 47º
	Heating power input (watts) at 47º
	Coefficient of Performance (COP) at 47º
	Heating Capacity (BTU per hour) at 17º
	Heating power input (watts) at 17º
	Coefficient of Performance (COP) at 17º
	Heating Capacity (BTU per hour) of heat reclaim²
	COPR of heat reclaim²

* “Identifier” information as described in Section 1602(a)|topic=(a) General.
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-D

Portable Air Conditioners, Evaporative Coolers, Ceiling Fans, Ceiling Fan Light Kits, Whole House Fans, Residential Exhaust Fans, Dehumidifiers, Residential Furnace Fans and Commercial and Industrial Fans and Blowers
Data Submittal Requirements

Appliance	Required Information	Possible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Single-Duct and Dual-Duct Portable Air Conditioners	*Duct configuration	Single-duct, dual-duct, ability to operate in both single-duct and dual-duct configurations
	Heating function available	True, False
	Dehumidification mode available	True, False
	Primary condensate removal feature	Auto-evaporation, gravity drain, removable internal collection bucket, condensate pump
Single-Duct Portable Air Conditioners	Combined Energy Efficiency Ratio (CEER) (Btu/Wh)
	Seasonally Adjusted Cooling Capacity (SAAC) (Btu/h
	Adjusted Cooling Capacity at 83⁰F conditions (Btu/h
	Adjusted Cooling Capacity at 95⁰F conditions (Btu/h
	Annual energy consumption in off-cycle mode (kWh/year)
	Annual energy consumption in inactive or off mode (kWh/year)
	Annual energy consumption in cooling mode (kWh/year)
Dual-Duct Portable Air Conditioners	Combined Energy Efficiency Ratio (CEER) (Btu/Wh)
	Seasonally Adjusted Cooling Capacity (SAAC) (Btu/h
	Adjusted Cooling Capacity at 83⁰F conditions (Btu/h
	Adjusted Cooling Capacity at 95⁰F conditions (Btu/h
	Annual energy consumption in off-cycle mode (kWh/year)
	Annual energy consumption in inactive or off mode (kWh/year)
	Annual energy consumption in cooling mode at 83⁰F conditions (kWh/year)
	Annual energy consumption in cooling mode at 95⁰F conditions (kWh/year)
Spot Air Conditioners	*Type	Single package, air‐cooled; single package, evaporatively‐cooled; split system: air‐cooled condensing unit, coil with blower; split system: evaporatively‐cooled condensing unit, coil alone; single package, air‐cooled (FD); single package, evaporatively‐cooled (FD); split system: air‐cooled condensing unit, coil with blower (FD); split system: evaporatively‐ cooled condensing unit, coil alone (FD)
	Cooling Capacity
	Total Electrical Input
	Cooling Efficiency Ratio (CER)
	Fan Electrical Input
	Refrigerant Type	Ozone‐depleting, non‐ozone‐depleting
Evaporative Coolers (only those subject to the evaporative cooler testing requirements in section 1604(d) of this Article	*Type Evaporative Media Saturation Effectiveness (%) (for direct evaporative coolers only)	Direct, indirect, indirect/direct

	Media Type (for direct evaporative coolers only)	Expanded paper, woven plastic, aspen wood, rigid cellulose, other (specify).
	Cooling Effectiveness (for indirect evaporative coolers only)
	Total Power (watts)
	Airflow Rate (CFM)
Ceiling Fans	*Ceiling fan type (required for models manufactured on or after January 21, 2020 only)	High-speed small-diameter (HSSD), hugger, large diameter, standard, very small-diameter (VSD)
	Diameter (inches)
	CFM (low, medium, high)
	Watts (low, medium, high)
	Efficacy (low, high) [CFM/watt] (required for models manufactured before January 21, 2020 only)
	Efficacy [CFM/watt] (required for models manufactured on or after January 21, 2020 only)
	Fan speed controls separate from light controls	True, false
	Adjustable Speed Controls	(Specify) speed, variable
	Reversible Fan Action Capable	True, False, Exception [See Section 1605.1(d)(1)(A)(3) of this Article]
	Light Source Type	Compact fluorescent, incandescent, other (specify), None
	Standby Power (watts)
Ceiling Fan Light Kits manufactured before January 21, 2020	Socket Type	Medium screw base, pin‐based; other (specify)
	Packaged with all appropriate lamps to fill all sockets	True, False
	Screw-based Lamps Requirement (screw-base only)	1605.1(d)(2)(A)(1) of this Article (specify)
	Meet 1605.1(d)(2)(B) (pin-based sockets only)	True, False
	Operate with lamps totaling more than 190 watts (other socket types only)	True, False
Ceiling Fan Light Kits manufactured on or after January 21, 2020
	Socket Type	Medium screw base, pin‐based; other (specify)
	Packaged with all appropriate lamps to fill all sockets	True, False
	Lumens for each basic model of lamp or each basic model of integrated SSL (lm)
	Rated wattage (watts)
	Efficacy (lm/W)
	Medium screw base sockets packaged with compact fluorescent lamps	True, False
	Medium screw base compact fluorescent lamps meet section 1605.1(d)(2)(B). of this Article (medium screw base sockets packaged with compact fluorescent lamps only)	True, False
	Pin-based sockets for fluorescent lamps	True, False
	Uses an electronic ballast (Pin-based sockets for fluorescent lamps only)	True, False
Whole House Fans and Residential Exhaust Fans	*Residential Exhaust Fan Type		Inline single‐port, Inline multi‐port, Range hood, Bathroom and utility room
	*Whole‐House Fan Type	Belt‐drive single‐fan, Belt‐drive dual‐fan, Direct‐drive single‐fan, Direct‐drive dual‐ fan
	Fan Motor Power (watts)
	Air Flow (CFM)
	Air Flow Efficiency (CFM/watt)

Dehumidifiers	Dehumidifier Type	Portable dehumidifiers with a capacity less than or equal to 25 pints per day, Portable dehumidifiers with a capacity greater than 25 pints per day and less than or equal to 50 pints per day, Portable dehumidifiers with a capacity greater than 50 pints per day, Whole-home dehumidifiers with a product case volume less than or equal to 8 cubic feet, Whole-home dehumidifiers with a product case volume greater than 8 cubic feet
	Water Capacity (pints per day)
	Case Volume
	Integrated Energy Factor (Liters/Kilowatt Hour)
Residential Furnace Fans	Furnace Fan Types		Non-weatherized, non-condensing gas (NWG-NC); Non-weatherized, condensing gas (NWG-C); Weatherized non-condensing gas (WG-NC); Weatherized condensing gas (MH-NWG-C);Non-weatherized, non-condensing oil (NWO-NC); Non-weatherized electric furnace/ modular blower fan (NWEF/NWMB); Mobile home non-weatherized, non-condensing gas (MH-NWG-NC); Mobile home non-weatherized, condensing gas (MH-NWG-C); Mobile home electric furnace/modular blower fan (MH-EF/MB); Mobile home non-weatherized oil (MG-NOW); Mobile home weatherized gas
	Wattage
	Airflow at the maximum airflow-control setting (in cfm) (Q_Max)
	Fan Energy Rating (FER)
	Fan type
Commercial and Industrial Fans and Blowers manufactured on or after April 21, 2024	Fan impeller diameter (in.)	Centrifugal housed, centrifugal inline, centrifugal unhoused, centrifugal PRV supply, centrifugal PRV exhaust, axial inline, axial PRV, inline mixed-flow, power roof/wall ventilators, axial panel, radial housed
	Type of Motor (if fans sold with a motor)
	Motor nameplate horsepower (if fan sold with an induction motor) (hp)	None, Single-phase induction, Polyphase induction, Synchronous DC (including ECM), Permanent magnet AC, or Other
	Pressure type
	Transmission type (if fan is sold with a transmission)	S = Static pressure T = Total pressure
	Type of Controller (if fan sold with controller)	Direct, V-belt, synchronous-belt, flexible coupling, none
	Maximum fan speed (RPM)	None, Variable frequency drive, or Other
	Airflow at maximum fan speed (CFM)
	Pressure at maximum fan speed (inches water gauge)
	FEP_act at maximum fan speed (kW
	FEP_ref at maximum fan speed (kW)
	Maximum pressure (inches water gauge)
	Airflow at maximum pressure (CFM)
	Fan speed at maximum pressure (RPM)
	FEP_act at maximum pressure (kW)
	FEP_ref at maximum pressure (kW)
	Maximum air flow (CFM)
	Pressure at maximum airflow (inches water gauge)
	Fan speed at maximum airflow (RPM)
	FEP_act at maximum airflow (kW)
	FEP_refat maximum airflow (kW)
	Is the model a Series tested fan?
	Associated Series Tested Fan Model Number (if not a series tested fan	Yes, No
	Method used to determine FEPact of test method in section 1604(d)	Fan product line and model, (Field is N/A if it is a Series tested fan)

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-E

Space Heating Products
Data Submittal Requirements

Appliance	Required Information	Possible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
All Space Heaters
	*Energy Source	Natural gas, LPG, oil, combination (natural gas and oil), electricity
	*Burner Type	Induced draft, luminous, injection type, power, pressure
	Constant burning pilot light, (for gas or oil models only)	True, False
	*Labeled for Outdoor Installation	True, False
	*Electrical Phase	1, 3, none
	Draft Equipment¹^,²	Draft hood, draft diverter, barometric regulator, none
	Off‐Cycle Devices	Stack damper, electro‐mechanical inlet damper, electro‐mechanical flue damper, none
	Flue Gas	Condensing, non‐condensing
	Control	Single‐stage, two‐stage modulating, step modulating
	Fan Motor Design (furnaces only)^{1, 2}	Single‐speed, dual‐speed, multiple‐speed, variable speed
	Total Nominal Fan Motor Horsepower (furnaces only)
	Fan Motor Type (furnaces only)	Premium, standard
	Fan Motor Power Factor (furnaces with variable‐speed motors only)^{1, 2}
	Pump Motor Design (boilers only). Note: This information is not required for boilers that are not provided with a pump.	Single‐speed, dual‐speed, multiple‐speed, variable speed
	Total Nominal Pump Motor Horsepower (boilers only). Note: This information is not required for boilers that are not provided with a pump.
	Pump Motor Type (boilers only) Note: This information is not required for boilers that are not provided with a pump.	Premium, standard
	Pump Motor Power Factor (boilers with variable‐speed motors only)^{1, 2}
	Nameplate Input Rating
	Rated Output
Central Furnaces
	*Mobile Home	True, False
	*Air Flow Direction	Up, down, horizontal
	Weatherized (required for non-mobile‐home furnaces manufactured on or after November 19, 2015 only)	True, False
	Fan Blower Capacity, High, at 0.5” W.C.^{1, 2}
	Fan Blower Capacity, Low, at 0.5” W.C.^{1, 2}
	Thermal Efficiency (for models ≥ 225,000 Btu/hour input and for three‐phase equipment < 225,000 Btu/hour input for which the manufacturer chooses to test using 10 C.F.R. sections 431.75 and 431.76
	Standby Watts [controls, not fan energy] (for models ≥ 225,000 Btu/hour input only)^{1, 2}
	Annual Fuel Energy Consumption (for models < 225,000 Btu/hour input only, except for three‐phase equipment for which the manufacturer chooses to test using 10 C.F.R. sections 431.75 and 431.76 )
	Annual Fuel Utilization Efficiency [AFUE] (for models < 225,000 Btu/hour input only, except for three‐phase equipment for which the manufacturer chooses to test using 10 C.F.R. sections 431.75 and 431.76)
	Annual Auxiliary Electrical Energy Consumption (for models < 225,000 Btu/hour input only, except for three‐phase equipment for which the manufacturer chooses to test using 10 C.F.R. sections 431.75 and 431.76
	Thermal Efficiency at Minimum Capacity Provided and Allowed by the Controls (for models ≥ 225,000 Btu/hour input only)^{1, 2}
	Maximum Standby Mode Electrical Power Consumption (Watts) (applies to models manufactured on or after May 1, 2013 only)^{1, 2}
	Maximum Off Mode Electrical Power Consumption (Watts) (applies to models manufactured on or after May 1, 2013 only^{) 1, 2}
Vented Home Heating Equipment
	*Type	Room heater (vented fan); room heater (gravity); floor furnace (fan); floor furnace (gravity); wall furnace (direct vent fan); wall furnace (direct vent gravity); wall furnace (vented fan); wall furnace (vented gravity)
	Annual Fuel Utilization Efficiency (AFUE)
	Auxiliary Electric Power (for fan‐type heaters only)
	Average Annual Auxiliary Electrical Energy Consumption (for fan‐type heaters only)¹
Duct Furnaces and Unit Heaters
	*Type	Duct furnace; low static unit heater; high static unit heater; floor‐mounted unit heater
	Thermal Efficiency at Maximum Rated Capacity (mandatory for duct furnaces, voluntary for unit heaters only)
	Energy Consumption During Standby (mandatory for duct furnaces, voluntary for unit heaters only)
	Thermal Efficiency at Minimum Rated Capacity (mandatory for duct furnaces, voluntary for unit heaters only)
	Power‐Venting	True, False
	Automatic Flue Damper	True, False
Infrared Gas Space Heaters
	*Type	Patio heater, non‐patio heater
	Intensity	High, low
	Radiant Tube Type	True, False
	Portable	True, False
	Vented	True, False
	Physically Possible to Measure Radiant Coefficient	True, False
	Combustion Efficiency (for models using ANSI test method only)
	Radiant Coefficient (for models using ANSI test method only; for models for which it is physically possible to measure radiant coefficient only)
	Effective Heating Area (for patio heaters only)
	Efficiency Index (for patio only)
Combination Space‐Heating and Water‐Heating Equipment
	*Primary Function	Primary function is space heating, secondary function is domestic water heating; primary function is domestic water heating, secondary function is space heating
	Volume (rated)
	Energy Factor (for those models whose primary function is water heating)
	Effective Space‐Heating Efficiency (CA_AFUE) (for those models whose primary function is water heating)
	Annual Fuel Utilization Efficiency (AFUE) (for those models whose primary function is space heating)
	Effective Water‐Heating Efficiency (CA_EF) (for those models whose primary function is space heating)
	Combined Annual Efficiency (CAE)
Boilers
	*Type	Steam, hot water
	Natural Draft (for gas‐fired steam models manufactured on or after March 2, 2012 and ≥ 300,000 Btu/hour input only)	True, False
	Design	Copper, cast iron, other
	Automatic means for adjusting water temperature (small hot water boilers only)	True, False
	Input at Minimum Capacity¹
	Output at Minimum Capacity¹
	Combustion Efficiency (for models ≥ 300,000 Btu/hour input only)
	Thermal Efficiency (for models ≥ 300,000 Btu/hour input and < 2,500,000 Btu/hour input only)
	Thermal Efficiency (for models ≥ 2,500,000 Btu/hour input only)¹
	Standby Loss (for packaged boilers ≥ 300,000 Btu/hour input only)¹
	Standby Loss (for non‐packaged boilers ≥ 300,000 Btu/hour input only) ²
	Thermal Efficiency at Minimum Capacity Rating (for non‐ packaged boilers ≥ 300,000 Btu/hour input only)
	AFUE (for models < 300,000 Btu/hour input only)

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-F

Water Heaters
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
All Water Heaters
	*Energy Source	Natural gas, LPG, oil, electric resistance, heat pump
	Rated Volume (except booster heaters, hot water dispensers, and large instantaneous water heaters < 10 gallons capacity)
	Measured Volume (water heaters regulated under 10 C.F.R. section 431 subpart G as of January 1, 2017 only)
	Input Rating
	Heat Traps (for storage models only)	True, False
	Ozone Depleting Substance in Insulation^{1, 2}	True, False
	Ozone Depleting Substance in Refrigerant (for heat pump water heaters only) ^{1, 2}	True, False
	Constant burning pilot light (for large gas and oil models only)	True, False
	Mobile Home	True, False
Water Heaters Regulated Under 10 C.F.R. section 430.32(d)
	Water Heater Type	Gas-fired storage, oil-fired storage, electric storage, tabletop, instantaneous gas-fired, instantaneous electric, grid-enabled
	First Hour Rating (for storage models only)
	Maximum Gallons Per Minute (for instantaneous models only)
	Recovery Efficiency
	Annual Electrical Energy Consumption
	Annual Fossil Fuel Energy Consumption (fossil fuel-fired models only)
	Draw Pattern	Very small, low, medium, high
	Uniform Energy Factor
	Pilot Light Energy Consumption (for gas instantaneous models only)
Water Heaters Regulated Under 10 C.F.R. section 431.110 (EXCEPT residential-duty commercial water heaters)
	Water Heater Type	Electric storage, gas-fired storage, oil-fired storage, gas-fired instantaneous, gas-fired instantaneous
	Thermal Efficiency
	Standby Loss, %/hr. (electric models only) except for those models > 140 gallons for which exemption from standby loss standard is claimed) Note: this data requirement is mandatory for all models except instantaneous models in which the data requirement is voluntary
	Standby Loss Btu/hr. (fossil fuel fired models only) except for those models > 140 gallons for which exemption from standby loss standard is claimed) Note: this data requirement is mandatory for all models except instantaneous models in which the data requirement is voluntary
	Electrical Power During Recovery While Appliance is Heating (for storage models only)
	Electrical Power During Standby R-value of Insulation (for models > 140 gallons only) for which exemption from standby loss is claimed
	Flue Damper (for models > 140 gallons only)	True, False
	Fan Assisted Combustion (for models > 140 gallons only)	True, False
	Hot Water Supply Boiler (for instantaneous models with input ≥ 300,00 Btu/hour and ≤ 12,500,000 Btu/hour only)	True, False
Residential Duty Commercial Water Heaters	Water Heater Type	Gas-fired storage, oil-fired storage electric instantaneous
	Volume
	Input
	Draw Pattern	Very small, low, medium, high
	Uniform Energy Factor

* “Identifier” information as described in Section 1602(a).
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-G Pool Heaters, Portable Electric Spas, Residential Pool Pump and Motor Combinations, and Replacement Residential Pool Pump Motors and Pumps, Dedicated-Purpose Pool Pumps, and Replacement Dedicated-Purpose Pool Pump Motors Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Heat Pump Pool Heaters
	Heating Capacity at Standard Temperature Rating
	Readily‐Accessible on‐off Switch	True, False
	Coefficient of Performance at Standard Temperature Rating
	Heating Capacity at Low Temperature Rating
	Coefficient of Performance at Low Temperature Rating
	Average Coefficient of Performance (COP) at Standard Temperature Rating and Low Temperature Rating
	Refrigerant Type^{1, 2}	Ozone‐depleting, non‐ozone‐ depleting
Other Pool Heaters
	Energy Source	Natural gas, LPG, oil, electric resistance
	Constant Burning Pilot Light (for gas models)	True, False
	Input
	Thermal Efficiency
Pumps (data collection required for models manufactured on or after January 27, 2020 only)
	Equipment Class
	Total Pump Head in feet at BEP
	Total Pump Head in feet at nominal speed
	Volume per unit time (flow rate) in gallons per minute (gpm) at BEP
	Volume per unit time (flow rate) in gallons per minute (gpm) at nominal speed
	Nominal speed of rotation (rpm)
	Calculated driver power at each load point i (Pⁱⁿ_i) corrected to nominal speed, in horsepower (hp)³
	Driver power input at each load point i (Pⁱⁿ_i), corrected to nominal speed, in horsepower, (hp)⁴
	Driver power input (measured as the input power to the driver and controls)at each load point i (Pⁱⁿ_i), corrected to nominal speed, in horsepower, (hp)⁵
	Full impeller diameter in inches
	PEI_CL calculated or tested⁴
	PEI_VLcalculated or tested⁵
	Number of stages tested RSV and ST pumps only
	Pump efficiency at BEP in in percent (%)^1,3,4
	Pump efficiency at BEP in PER_CL^1,3,4
	Pump efficiency at BEP in percent (%)^1,5
	Pump efficiency at BEP in PER_VL^1,5
	Pump configuration
	Nominal motor efficiency in percent (%)^4,5,6
	Motor horsepower (hp) for the motor with which the pump is being rated^4,5,6
	Bowl diameter in inches (ST pumps only)^3,4,5
	PEI_CL
	PEI_VL
	C-value
Residential Pool Pump and Motor Combinations and Replacement Residential Pool Pump Motors manufactured before July 19, 2021
	Motor Construction is Split-Phase	True, False
	Motor Construction is Capacitor Start-Induction Run	True, False
	Motor Design	Single‐speed, dual‐speed, multi‐speed, variable‐speed
	Motor has Capability of Operating at Two or More Speeds with the Low Speed having a Rotation Rate that is No More than One‐Half of the Motor’s Maximum Rotation Rate	True, False
	Unit Type Residential	Residential Pool Pump and Motor Combination, Replacement Residential Pool Pump Motor
	Pool Pump Motor Capacity
	Motor Service Factor
	Nameplate Horsepower
	Pump Control Speed (compliance with Section 1605.3(g)(5)(B)(2) of this Article)	True, False

Dedicated-Purpose Pool Pumps manufactured on or after July 19, 2021	Dedicated-purpose pool pump product group	Self-priming pool filter pumps with rated hydraulic horsepower of 0.711 hp <= hhp < 2.5 hp. Self-priming pool filter pumps with rated hydraulic horsepower of hhp <0.711 hp. Non-self-priming pool filter pumps. Pressure cleaner booster pumps. Integral cartridge-filter pool pumps. Integral sand-filter pool pumps. Waterfall pumps
	Freeze Protection Controls when Shipped	Enabled, Disabled, Not applicable
	Default Dry-Bulb Air Temperature setting (in degrees F) (when “Freeze Protection Controls when Shipped” = Enabled)
	Default Run-Time Setting (in minutes) (when “Freeze Protection Controls when Shipped” = Enabled)
	Default Motor Speed (in rpm) (when Freeze Protection Controls when “Freeze Protection Controls when Shipped” = Enabled)
	Default Motor Speed is More than ½ of the Maximum Available Speed (when Freeze Protection Controls when “Freeze Protection Controls when Shipped” = Enabled)	True, False

Self-Priming Pool Filter pumps, Non-Self-Priming Pool Filter Pumps, Pressure Cleaner Booster pumps or Waterfall Pumps	Weighted Energy Factor (WEF) in kilogallons per kilowatt-hour (kgal/kWh)
	Rated Hydraulic Horsepower in horsepower (hp)
	Speed Configuration for which the pump is being rated	Single-speed, Two-speed, Multi speed, or Variable-speed
	True Power Factor at High Load Point
	Dedicated-Purpose Pool Pump Nominal Motor Horsepower
	Dedicated-Purpose Pool Pump Motor Total Horsepower
	Dedicated-Purpose Pool Pump Service Factor
	Input Power at the High Flow Load Point (watts)
	Flow Rate at the High Flow Load Point (gpm)
	Speed at the High Flow Load Point (rpm)

Self-priming pool filter pumps, Non-self-priming pool filter pumps or Pressure cleaner booster pumps	Input Power at Maximum Rotating Speed (watts)
	Flow Rate at Maximum Rotating Speed (gpm)
	Speed at Maximum Rotating Speed (rpm)
Self-priming pool filter pumps or Non-self-priming pool filter pumps
	True Power Factor at Low Load Point
	Pump Certified with NSF/ANSI 50-2015	True, False
	Vertical Lift (in feet) (when “Pump Certified with NSF/ANSI 50-2015” = False)
	True Priming Time (in minutes) (when “Pump Certified with NSF/ANSI 50-2015” = False)
	Input Power at the Low Flow Load Point (watts)
	Flow Rate at the Low Flow Load Point (gpm)
	Speed at the Low Flow Load Point (rpm)

Self-priming pool filter pumps, Non-self-priming pool filter pumps, or Waterfall Pumps	Maximum Head (in feet)

Integral cartridge-filter pool pumps or Integral sand-filter pool pumps	Pool pump control is either integral to the pump or a separate component that is sold or offered for sale with the pump.	True, False
	Maximum Run-Time (in hours) of the Pool Pump Control

Replacement Dedicated-Purpose Pool Pump Motors manufactured on or after July 19, 2021	Replacement Dedicated-Purpose Pool Pump Motor is a Variable-speed replacement dedicated-purpose pool pump motor	True, False
	Dedicated-purpose pool pump motor total horsepower (hp)
	Nominal efficiency at full-load and maximum operating speed (%)
	Motor speed at full-load and maximum operating speed (rpm)
	Motor torque at full-load and maximum operating speed (lb-ft)
	Input power at full-load and maximum operating speed (watts)
	Power factor at full-load and maximum operating speed (%)
	Motor phase	Single-phase, polyphase
	Sold with motor drive	True, False
	Meets requirements of 1605.3(g)(6)(D) (when “Sold with motor drive” = True)	True, False
	Freeze protection controls is shipped enabled	Enabled, Disabled, Not applicable
	Default dry bulb air temperature setting (“Freeze protection controls are shipped enabled”)
	Default motor speed (rpm) (when “Freeze protection controls are shipped enabled”)
	Default run time (minutes) (when “Freeze protection controls are shipped enabled”)
	Is the default motor speed more than 1/2 of the maximum available speed? (when “Freeze protection controls are shipped enabled”)	True, False

Portable Electric Spas	*Spa type	Combination Spa, Exercise Spa, Inflatable Spa, Standard Spa
	*Tested Spa Cover Model Number
	Tested Spa Cover Manufacturer
	Rated Capacity (number of people)
	Rated Voltage (volts)
	Tested Spa Cover Is Insulated	True, False
	Spa Enclosure is Fully Insulated	True, False
	Spa includes a skimmer	True, False
	Maximum water Temperature setting is less than 100⁰ (for exercise spas and the exercise spa portion of combination spas only)	True, False
	Portable Electric Spa Rated Volume (gallons) (for standard spas, inflatable spas, and the standard spa portion of combination spas only)
	Exercise Spa Rated Volume (gallons) (for exercise spas, and the exercise spa portion of combination spas only)
	Portable Electric Spa Fill Volume (gallons) for standard spas, inflatable spas, and the standard spa portion of combination spas only)
	Exercise Spa Fill Volume (gallons) (for exercise spas, and the exercise spa portion of combination spas only)
	Portable Electric Spa Normalized Standby Power (Watts) (for standard spas, inflatable spas, and the standard spa portion of combination spas only) Exercise Spa Normalized Standby Power (Watts) (for exercise spas, and the exercise spa portion of combination spas only)

Table X-H

Plumbing Fittings
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Plumbing Fittings
	*Type	Showerhead, lavatory faucet (independent or collective), public lavatory faucet, kitchen faucet, metering faucet (independent or collective), lavatory replacement aerator, kitchen replacement aerator, wash fountain, lift‐type tub spout diverter, turn‐type tub spout diverter, pull‐type tub spout diverter, push-type tub spout diverter
	Flow Rate
	Pulsating (for showerheads only)	True, False
	Minimum Flow rate at 45 psi and 80 psi (for showerheads manufactured on or after July 1, 2016
	Minimum Flow rate at 20 psi (for showerheads manufactured on or after July 1, 2016
	Rim Space (for wash fountains only)
	Tub Spout Leakage Rate When New
	Tub Spout Leakage Rate After 15,000 Cycles
Commercial Pre‐rinse Spray Valves
	Product Class (required for models manufactured on or after January 28, 2019)	Product Class 1, Product Class 2, Product Class 3
	Flow Rate (gpm)
	Spray force (ounce-force (ozf))

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-I

Plumbing Fixtures
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Plumbing Fixtures
	*Type	Blowout water closet, gravity tank type water closet, dual‐flush water closet, electromechanical hydraulic water closet, flushometer tank water closet, prison‐type urinal, prison‐type water closet, flushometer valve water closet, trough‐type urinal, wall‐mounted urinal, waterless urinal, other type urinal, vacuum type water closet
	Water Consumption (dual‐flush effective flush volume for dual‐flush water closet)
	Passes waste extraction test	True False
	Waste extraction value	grams
	Trough Length (trough‐type urinals only)

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-J

Fluorescent Lamp Ballasts and Deep Dimming Lamp Ballasts
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Fluorescent Lamp Ballasts
	*Ballast Input Voltage	120, 277, between 120 and 277 other (specify)
	*Number of Lamps
	*Type of Fluorescent Lamp	F34T12, F96T12/ES, F96T12HO/ES (2-foot U-shaped, 4-foot medium bipin, 4-foot miniature bipin high output, 4-foot miniature bipin standard output, 8-foot high output, 8-foot slimline
	Product Class (from U.S. DOE CCMS product template
	Designed for Dimming to 50% or Less of Maximum Output	True False
	Power Factor
	*Building Application	Commercial, designed (not classified as sign ballasts) to operate 8-foot high output lamps, designed and labeled as sign ballasts to operate 8-foot high output lamps, residential; not classified as residential, other
	Sign Ballasts	True False
	Input Power Watts
	Ballast Luminous Efficiency
	Circuit Design	Cathode cut‐out, electronic, magnetic
	*Start	Instant, programmed rapid
	Ballast Frequency	High frequency, low frequency, other
	Average Total Lamp Arc Power

Deep-Dimming Fluorescent Lamp Ballasts	*Ballast Input Voltage	120, 277, other (specify)
	*Number of Lamps
	*Lamp Type	T5, T8, other (specify)
	*Dimming Type	Continuous, stepped, individual lamp control, other (specify)
	*Control Type	3-wire, 0-10 volts, digital communication, phase, other (specify)
	*Start Type	Instant start, rapid start, program start, other (specify)
	P₁₀₀
	Arc Power 100
	P₈₀
	Arc Power 80
	P₅₀
	Arc Power 50
	BLE 100
	BLE 80
	BLE 50
	P₀(standby mode power)
	Weighted Ballast Luminous efficacy
	Power Factor

_{* “}_Identifier_{” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances}

Table X-K

Lamps
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
State-regulated small diameter directional lamps	Base Type
	Lamp Type (examples PAR16, MR11, MR16, R)
	Lamp Power (Watts)
	Lamp Output (Lumens)
	Beam Angle
	Color Rendering Index (CRI)
	Combined CRI + Efficacy (only applies where efficacy < 80 LPW)
	Center Beam Candle Power (CBCP)
	Efficacy (Lumens per Watt)
	Correlated Color Temperature
	Rated Lifetime Test Completed
	Estimated rated Lifetime (hours) (when “Rated Lifetime Test Completed" = False	True False
	Rated Lifetime (hours) (when “Rated Lifetime Test Completed" = True)
State-regulated Light Emitting Diode (LED) lamps	Base Type
	Lamp Shape	E12, E17, E26, GU-24, retrofit kit
	Dimmable	A, B, BA, C, CA, F, G, T, other
	Minimum Dimming level (%) (if Dimmable = True)	True, False
	Reduced Flicker Operation (if Dimmable = True)	True, False
	Correlated Color Temperature
	Duv
	Rated Lifetime Test Complete
	Estimated rated Lifetime (hours) (when “Rated Lifetime Test Completed" = False
	Rated Lifetime (hours) (when “Rated Lifetime Test Completed" = True)	Ambient, Elevated
	Lifetime test environment temperature
	Lamp Power (Watts)
	Lumen Output (Lumens)
	Efficacy (Lumens per Watt)
	Color Rendering Index (R_a)
	Compliance Score
	Power Factor
	Standby Mode
	Standby Power (Watts (if applicable)
	Connected network type (if applicable)	Wi-Fi, ZigBee, ANT, Bluetooth, RF, Wired, Other
	R₁
	R₂
	R₃
	R₄
	R₅
	R₆
	R₇
	R₈
	R₉²
	Meets applicable luminous intensity distribution requirements	ENERGY STAR Omnidirectional, ENERGY STAR Decorative, none.
	Audible Noise at 100% output (decibels) (when “Dimmable” = True)
	Audible Noise at 20% output (decibels) (when “Dimmable” = True)
	Start Time²
	6000 hour lumen maintenance²
	6000 hour survival rate²
	Projected time to L70²
	Dimming Control Compatibility (when “Dimmable” = True)	Forward, Phase cut control, reverse phase cut, powerline carrier, digital, 0‐10 VDC, other
	NEMA SSL 7A Compatible ² (If compatible with forward phase cut dimmer control answer “True,” If not answer “False.”)	True, False

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-L

Emergency Lighting
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Emergency Lighting
	Light Source Type	LED, electroluminescent, fluorescent, incandescent, other (specify)
	Battery Backup	True, False
	Number of Faces
	Sign Format	Edge‐lit, panel, matrix, stencil, other (specify)
	Input Power Demand

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliance

Table X-M

Traffic Signal Modules
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Traffic Signal Modules for Vehicle control
	Module Color	Green, amber, red
	Module Type	Circular, arrow, lane control‐arrow, lane control‐X, pedestrian, other (specify)
	Modular Size (circular, arrow only)
	Nominal Wattage at 25° C
	Maximum Wattage at 74° C
Traffic Signal Modules
	Module Type	Hand, Walking Person, walk, don’t walk, countdown (Specify)
	Power Consumption at 25° C
	Power Consumption at 74° C

* “Identifier” information as described in Section 1602(a)
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-N

Luminaires and Torchieres
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Torchieres
	*Lamp Type of Upward‐Facing Lamp(s)	Screw‐based Incandescent, Halogen, Fluorescent Pin‐based, Other (specify)
	*Lamp Type of Side Lamp(s)	Screw‐based Incandescent, Halogen, Fluorescent Pin‐based, Other, None (specify)
	Total Number of Lamp Sockets
	Maximum Possible Power Demand, All Sockets (watts)
	Method of Insuring 190 Watt Maximum Power Consumption	Current‐limiting Device, Thermal Switch, Other (specify)
Metal Halide Luminaires
	*Lamp Position (orientation)	Vertical Base‐Up, Vertical Base‐ Down, Horizontal, Universal, Other (specify)
	Lamp Rating, low (watts)
	Lamp Rating, high (watts)
	Outdoor Luminaire	True, False
	Compliance Option Used	≥ 90/92% efficient ballast, ≥ 88% efficient ballast with integral control (Occupancy Sensor), ≥ 88% efficient ballast with integral control (Automatic Daylight Control), ≥ 88% efficient ballast labeled for relamping with only 150‐160 watt, 200‐215 watt, 290‐335 watt, or 336‐500 watt lamps
	Ballast Type [only applies to models manufactured on or after January 1, 2006]	Probe‐start electronic, probe‐start magnetic, pulse‐start electronic, pulse‐start magnetic, other (specify)
	Minimum Ballast Efficiency (percent)
	Integral Control Type (for integral control compliance method only)	Occupancy sensor, Automatic daylight control
	Integral Control Method (for integral control compliance method only)	Directly into luminaire housing Packaged and sold pre‐wired Integrated wireless radio controlled sensor
	Maximum relamping rated wattage on a factory‐installed label (watts) (for relamping wattage compliance method only)
	Packaged with efficient lamps (for relamping wattage compliance method only)	True, False
Under‐Cabinet Fluorescent Fixtures (Luminaires)
	Lamp Length (inches)
	Number of Lamps for which Fixture (Luminaire) is Designed
	Ballast Efficacy Factor

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-O

Dishwashers
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	* Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Dishwashers
	*Type	Compact, standard
	* Number of Place Settings
	Water Heating Dishwasher	True, False
	Truncated Normal Cycle Capable	True, False
	Soil Sensing	True, False
	Maximum Energy Use
	Maximum Water Use

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-P

Clothes Washers
Data Submittal Requirements

Appliance	Required Information	Possible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Clothes Washers that are consumer products
	*Type	Front‐loading, top loading
	*Controls	Automatic, semi‐automatic, other (specify)
	*Axis	Horizontal, vertical
	Suds‐Saving	True, False
	Combination Washer/Dryer¹	True, False
	Clothes Container Compartment Capacity
	Power Consumption Per Cycle¹
	Water Consumption Per Cycle
	Integrated Modified Energy Factor
	Integrated Water Factor
	Remaining Moisture Content
	Corrected Remaining Moisture Content
Commercial Clothes Washers
	*Type	Front‐loading, top loading
	*Controls	Automatic, semi‐automatic, other (specify)
	*Axis	Horizontal, vertical
	Suds‐Saving	True, False
	Combination Washer/Dryer	True, False
	Clothes Container Compartment Capacity
	Power Consumption Per Cycle
	Water Consumption Per Cycle
	Modified Energy Factor
	Water Factor (effective for models manufactured before January 1, 2018)
	Integrated Water Factor (effective for models manufactured on or after January 1, 2018)
	Remaining Moisture Content
	Corrected Remaining Moisture Content

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-Q

Clothes Dryers
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Clothes Dryers
	*Energy Source	Gas, electric
	*Drum Capacity
	*Voltage	120, 240, other (specify)
	Combination Washer/Dryer¹	True, False
	Venting	Vented, ventless
	Combined Energy Factor
	Constant Burning Pilot Light (Gas models only)	True, False

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-R

Cooking Products and Food Service Equipment
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Consumer Product Cooking Products
	*Type	Conventional range, conventional cooking top, conventional oven, microwave‐only oven, countertop convection microwave oven, built‐in microwave oven, over‐the‐ range convection microwave oven, combined cooking products, other (specify)
	*Energy Source	Gas, electric, microwave
	Electrical Supply Cord (for gas models only)	True, False
	*Constant Burning Pilot Light	True, False
	Annual Cooking Energy Consumption
	Clock Power Consumption (for gas conventional ovens only)
	Pilot Light Consumption (for gas conventional ovens only)
	Annual Secondary Energy Consumption (for gas conventional ovens only)
	Average Standby Power (data required for various microwave ovens manufactured on or after June 17, 2016 only)
	Off Mode Power1
	On Mode Power
Commercial Convection Ovens
	Energy Input Rate
	Idle Energy Consumption Rate
Commercial Hot Food Holding Cabinets
	Measured Interior Volume (ft³)
	Energy Input Rate
	Idle Energy Consumption Rate
Commercial Range Tops
	Energy Input Rate
	Cooking Energy Efficiency
	Test Cooking Vessel Diameter

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-S

Electric Motors
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Electric Motors
	Type	NEMA Design A, NEMA Design B, IEC NEMA Design C, IEC, Design H, IEC Design N, Fire pump electric motor
	Voltage (V)
	Speed¹ (RPM)
	Rated Horsepower (hp)
	Input Power (kW)
	Air Exchange	Open, enclosed
	Number of Poles	2, 4, 6, 8
	Nominal Full Load Efficiency (%)
State-regulated Compressors	Isentropic Efficiency
	Equipment Class	Rotary, lubricated, air-cooled, fixed-speed compressor; Rotary, lubricated, air-cooled, variable-speed compressor; Rotary lubricated, liquid-cooled, fixed-speed compressor; Rotary, lubricated, liquid-cooled, variable-speed compressor
	Full-load package isentropic efficiency (fixed-speed compressor only) or part-load package isentropic efficiency (variable-speed compressor only)
	Full-load actual volume flow rate (CFM)
	Compressor motor nominal horsepower (HP)
	Full-load operating pressure (psig)
	Maximum full-flow operating pressure (psig)
	Pressure ratio at full-load operating pressure

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

Table X-T

Distribution Transformers
Data Submittal Requirements

Appliance	Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Distribution Transformers
	Distribution Transformer type (Data required for liquid‐immersed and medium‐voltage dry‐type on or after January 1, 2010 only)	Low‐voltage dry‐type; liquid‐ immersed; medium‐voltage dry‐type
	*Phase	1, 3
	kVa (BIL kVa for medium‐voltage dry‐ type)
	Rated Output Power
	Total Loss Power
	Efficiency (for medium‐voltage models, this will be the Efficiency at 20‐45 kV)
	Efficiency 2 (medium voltage models only, Efficiency at 46‐95 kV)
	Efficiency 3 (medium voltage models only, Efficiency at ≥ 96 kV)

* “Identifier” information as described in Section 1602(a).
1 = Voluntary for federally‐regulated appliances
2 = Voluntary for state‐regulated appliances

Table X-V

Appliance	Required Information		Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	*Model Number
	Date model to be displayed
	Regulatory Status		Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Televisions and Signage Displays (manufactured prior to September 11, 2023, or not within the scope of 10 C.F.R. section 430)
	Type*		CRT, Plasma, LCD, DLP, Rear Projection, Laser, OLED, LCOS, led, Other
	Viewable Screen Area
	Screen Size
	Automatic Brightness Control		True, False
	Automatic Brightness Control enabled		True, False
	Forced Menu		True, False
	Native Vertical Resolution
	Aspect Ratio
	Integrated Occupancy Sensor		True, False
	L_home
	L_high
	Luminance Ratio
	TV Standby‐Passive Mode Power (watts)
	On Mode Power (watts)
	Retail On Mode Power (watts)
	Power Factor
Televisions (manufactured on or after September 11, 2023, and within the scope of 10 C.F.R. section 430)	Display Technology Type		OLED, Laser, LCoS, LCD (flourescent backlight), LED (TN), LED (IPS/PLS), LED (VA), QLED, Mini-LED, Micro-LED, DLP, Plasma, CRT, Other
	Viewable Screen Area (total square inches)

	Screen Size (diagonal inches)
	Screen Resolution (Horizontal pixel count)
	Screen Resolution (vertical pixel count)
	High Dynamic Range 10 (HDR10) Capable		True, False
	Automatic Brightness Control (ABC) Capable		True, False
	Quick Start Capable		True, False
	Quick Start Enabled by Default		True, False
	Internet Connection Capable		True, False
	Smart Wake Capable		True, False
	Default SDR PPS: ABC Enabled by Default		True, False
	Default SDR PPS: If ABC Enabled by Default, On Mode Power (watts) at the Default Backlight Level with ABC off
	Default SDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at the Default Backlight Level with ABC Off
	Default SDR PPS: If ABC Enabled by Default, On Mode Power (watts) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Default SDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Default SDR PPS: If ABC Not Enabled by Default, On Mode Power (watts) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Default SDR PPS: If ABC Not Enabled by Default, Dynamic Luminance (cd/m2) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Brightest SDR PPS: ABC Enabled by Default		True, False
	Brightest SDR PPS: If ABC Enabled by Default, On Mode Power (watts) at the Default Backlight Level with ABC Off
	Brightest SDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at the Default Backlight Level with ABC Off
	Brightest SDR PPS: If ABC Enabled by Default, On Mode Power (watts) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Brightest SDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Brightest SDR PPS: If ABC Not Enabled by Default, On Mode Power (watts) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Brightest SDR PPS: If ABC Not Enabled by Default, Dynamic Luminance (cd/m2) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Default HDR PPS: ABC Enabled by Default		True, False
	Default HDR PPS: If ABC Enabled by Default, On Mode Power (watts) at the Default Backlight Level with ABC Off
	Default HDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at the Default Backlight Level with ABC Off
	Default HDR PPS: If ABC Enabled by Default, On Mode Power (watts) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Default HDR PPS: If ABC Enabled by Default, Dynamic Luminance (cd/m2) at Approximately 4, 17, 50, and 140 lux Ambient Light with ABC On
	Default HDR PPS: If ABC Not Enabled by Default, On Mode Power (watts) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Default HDR PPS: If ABC Not Enabled by Default, Dynamic Luminance (cd/m2) at Default Backlight Level, Minimum Backlight Level, and Approximately Halfway Between Minimum and Default Level with ABC Off
	Type of Standby Mode Tested		Standby with Smart Wake Enabled, Standby with Internet Connection, Standby without Internet Connection
	Power Consumption in Standby Mode watts)
	Average On Mode Power (watts)
	Annual Energy Consumption (AEC) (kWh)
Consumer Audio and Video Equipment	Compact Audio Products	Power Usage in Audio Standby‐Passive Mode for Models Without a Permanently‐Illuminated Clock Display (watts) Power Usage in Audio Standby‐Passive Mode for Models With a Permanently‐Illuminated Clock Display (watts)
	Digital Versatile Disc Players and Digital Versatile Disc Recorders	Power Usage in Video Standby‐Passive Mode (watts)
Computer Monitors	Backlight Type		CCFI, LED, OLED, Quantum Dots
	EPD		True, False
	OLED		True, False
	Gaming Monitor w/ Incremental Hardware		True, False
	Gaming Monitor w/o Incremental Hardware		True, False
	Fast refresh rate gaming monitor		True, False
	Maximum Refresh Rate (Hz)
	KMM_KVM		True, False
	Very High Performance		True, False
	Curved Monitor		True, False
	Viewable Screen area (square inches)
	Screen size (diagonal inches)
	Automatic Brightness Control		True, False
	Automatic Brightness Control Enabled when Shipped		True, False
	Screen Luminance (Candelas Per Square Meter)
	Native resolution (megapixels)
	Power Draw in On Mode (watts)
	Power Draw in Computer Monitor Sleep Mode (watts)
	Power Draw in Computer Monitor Off Mode (watts)
	Touch Screen Capability		True, False
	Touch Screen Enabled in On Mode		True, False
	Touch Screen Enabled in Computer Monitor Sleep Mode		True, False
	Touch Screen Enabled in Computer Monitor Off Mode		True, False
	Color Gamut		>32.9% OF CIELUV (99% or more of defined SRG colors), >38.4% OF CIELUV (99% or more of defined Adobe RGB colors),U <32.9% OF CIELUV
Medical Computer Monitors	(Other than the identifier information shown under “All Appliances” (e.g., manufacturer name, brand name, model number), no other data is required for medical computer monitors at this time.)
Computers (Note: Units with more than one integrated display must certify related data for each screen)	Computer Type		Desktop, Notebook, Small-Scale Server, Workstation, Thin Client, Portable All-In-One, Mobile Gaming System, Mobile Workstation, High Expandability Computer, Rack-mounted Workstation
	Operating System Type		None, Limited Capability Operating System, Other
	Operating System Type (Provide the operating system used during testing to calculate energy consumption.)
	Core Speed (gigahertz)
	Number of CPU Cores
	CPU Support for 4 or more channels of memory or a 256 bit or greater memory interface		True, False
	Number of 3.5” hard-disk drives and Others (other than main storage)
	Number of 2.5” hard-disk drives (other than main storage)
	Number of solid state drives (other than main storage)
	Number of hybrid solid state drives (other than main storage)
	Nameplate output power of the external power supply (watts) (notebook computers and mobile gaming systems only)
	Total Battery Capacity (watt-hours) (notebook computers, portable all-in-one, and mobile gaming systems only)
	Discrete GPU(s) present in system		True, False
	First Discrete GPU is packaged on the same substrate as the CPU		True, False
	First Discrete GPU Frame Buffer Bandwidth (rounded to nearest gigabyte per second)
	Total Number of Discrete GPUs
	Integrated display		True, False
	Multi-screen notebook		True, False
	Number of integrated screens
	Color Gamut (if computer has integrated display)		>32.9% OF CIELUV (99% or more of defined SRGB colors), >38.4% OF CIELUV (99% or more of defined Adobe RGB colors), <32.9% OF CIELUV
	Diagonal screen size (inches) (if computer has integrated display)
	Viewable screen area (square inches) (if computer has integrated display)
	Resolution (megapixels) (if computer has integrated display)
	Enhanced Performance (if computer has integrated display)		True, False
	Length of time of user inactivity before computer entering sleep (minutes) Do not report a number if the model does not enter sleep.
	Length of time of user inactivity before placing display into sleep (minutes) Do not report a number if the model does not enter sleep.
	Notebook computer with Cyclical behavior		True, False
	Operation of the notebook computer without a battery pack is a supported configuration when connected to the mains power source		True, False
	One complete cycle of battery charging and discharging in computer short-idle mode (hours:minutes:seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	Computer short-idle mode test duration (hours:minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	One complete cycle of battery charging and discharging in computer long-idle mode (hours: minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	Computer long-idle mode test duration (hours: minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	One complete cycle of battery charging and discharging in computer sleep mode (hours: minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	Computer sleep mode test duration (hours: minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	One complete cycle of battery charging and discharging in computer off mode (hours: minutes: seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	Computer off mode test duration (hours: minutes :seconds) (Applies only to notebook computers with cyclical behavior where operation without a battery pack is not a supported configuration when connected to the mains power source)
	Wired Ethernet or Fiber Card with a transmit rate of more than 1 GB/s or greater		True, False
	Data transmission rate of wired Ethernet port with a transmit rate of more than 1 Gb/s and less than 10 Gb/s that is not an Add-in card
	Energy Efficient Ethernet Capability		True, False
	Total Number of Add-in Cards
	Total Number of Video Surveillance Cards
	Total Number of Wired Ethernet or Fiber Cards with a transmit rate of 10 GB/s or greater
	System memory bandwidth (gigabytes/second))
	8 gigabytes or more of system memory with a bandwidth of 632 GB/s or more		True, False
	8 gigabytes or more of system memory with a bandwidth of 432 GB/s or more		True, False
	4 gigabytes or more of system memory with a bandwidth of 146 GB/s or more		True, False
	4 gigabytes or more of system memory with a bandwidth of 134 GB/s or more		True, False
	Total Number of System Memory Channels Used
	First channel system memory type		DDR, GDDR, HBM, Other
	First channel system memory bandwidth (GB/s)
	First channel system memory (GB)
	Second channel system memory type		DDR, GDDR, HBM, Other, None
	Second channel system memory bandwidth (GB/s)
	Second channel system memory (GB)
	Third channel system memory type		DDR, GDDR, HBM, Other, None
	Third channel system memory bandwidth (GB/s)
	Third channel system memory (GB)
	Fourth channel system memory type		DDR, GDDR, HBM, Other, None
	Fourth channel system memory bandwidth (GB/s)
	Fourth channel system memory (GB)
	Fifth channel system memory type		DDR, GDDR, HBM, Other, None
	Fifth channel system memory bandwidth (GB/s)
	Fifth channel system memory (GB)
	Sixth channel system memory type		DDR, GDDR, HBM, Other, None
Sixth channel system memory bandwidth (GB/s)
Sixth channel system memory (GB)
Seventh channel system memory type		DDR, GDDR, HBM, Other, None
Seventh channel system memory bandwidth (GB/s)
Seventh channel system memory (GB)
Eighth channel system memory type		DDR, GDDR, HBM, Other, None
Eighth channel system memory bandwidth (GB/s)
Eighth channel system memory (GB)
Computer sleep mode type		ACPI S3, Other
Computer off mode power (watts)
Computer sleep mode power (watts)
Long-idle power (watts)
Short-idle power (watts)
Expandability Score
Meets full capability mode weighting criteria		True, False
Meets remote wake mode weighting criteria		True, False
Total Annual Energy Consumption (kilowatt hours per year)
Power Supply Meets Table V-9 or Level VI		True, False
Small Volume Manufacturer		True, False
Motherboard model number
Power supply type		Internal, External
Internal power supply size (watts)
Power factor at full load of the computer’s power supply that is not a federally regulated external power supply
Motherboard model number
Power supply type		Internal, External
Median power factor during short-idle of the computer’s power supply that is not a federally regulated external power supply
Power supply model number

* “Identifier” information as described in Section 1602(a)

Table X-W

Appliance	CFDHBG Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Small Battery Charger Systems
	*Consumer Product Model Number	End use product model number (specify)
	Product Type
	24‐hour charge and maintenance energy
	Battery maintenance mode power
	No battery mode power
	Battery capacity of tested battery (if more than 1 charger port report the total of all battery capacities connected during test)
	Inductive charger systems	True, False
	Use environment type (for inductive chargers only)	Dry, Wet, Both
	Number of charger ports
	Compatible battery chemistries
	Battery backup or uninterruptible power supply	True, False
	Á la carte charger	True, False
	USB charger system	True, False
	Location of marking or labeling	Packaging, Product
	Battery Test Procedure Used
	Consumer Product (T/F)	True, False
Large Battery Charger Systems
	Product Type
	Charge return factor 100
	Charge return factor 80
	Charge return factor 40
	Power conversion efficiency
	Power factor
	Maintenance mode power
	No battery mode power
	Battery capacity of tested battery
	Consumer Product (T/F)	True, False
	Compatible battery chemistries
	Location of marking or labeling	Packaging, Product
Federally Regulated Battery Chargers (manufactured on or after June 13, 2018)	Product Group Code	1, 2, 3, 4, 5, 6, 7
	Wireless	True, False
	Battery Test Procedure Used
	Nameplate Battery Voltage of Test Battery in Volts (V)
	Nameplate Battery Charge Capacity of Test Battery in Ampere-Hours (Ah)
	Nameplate Battery Energy Capacity of Test Battery in Watt-Hours (Wh)
	Maintenance Mode Power in Watts (Pm)
	Standby Mode Power in Watts (Psb)
	Off Mode Power in Watts (Poff)
	Battery Discharge Energy in Watt-Hours (Ebatt)
	24-Hour Energy Consumption in Watt-Hours (E24)
	Duration of the Charge and Maintenance Mode Test in Hours (Tcd)
	Unit Energy Consumption (UEC) (kWh/yr)
	Manufacturer of Test Battery
	Model of Test Battery
	Manufacturer of External Power Supply (If Applicable)
	Model of External Power Supply (If Applicable)
Federally Regulated Uninterruptible Power Supplies	Individual Model Number Covered by Basic Model
	Wireless	True, False
	Battery Test Procedure Used
	Certification is Based on a Waiver of DOE's Test Procedure Requirements	True, False
	Certification is Based Upon an Exception Relief from an Applicable Standard by DOE's Office of Hearing and Appeals	True, False
	Supported Input Dependency Mode (Lowest if Multi-Mode Model)	VFD, VI, VFI
	Highest Supported Input Dependency Mode (If Applicable)	VI, VFD
	Third Supported Input Dependency Mode (If Applicable) VI	VI
	Rated Input Voltage (volts)
	Rated Output Voltage (volts)
	Product Group Code
	Active Power (watts) (Lowest if Multi-Mode Model)
	Apparent Power in Volt-Amperes (VA) (Lowest if Multi-Mode Model)
	Efficiency at 100%, 75%, and 50% of the Reference Test Load (Lowest if Multi-Mode Model)
	Efficiency at 25% of the Reference Test Load (If Applicable) (Lowest if Multi-Mode Model)
	Average Load Adjusted Efficiency (Lowest if Multi-Mode Model)
	Product Group Code (Multi-Mode Models only)
	Active Power (watts) (Highest Input Dependency Mode) (Multi-Mode Models only)
	Apparent Power in Volt-Amperes (VA) (Highest Input Dependency Mode) (Multi-Mode Models only)
	Efficiency at 100%, 75%, and 50% of the Reference Test Load (Highest Input Dependency Mode) (Multi-Mode Models only)
	Efficiency at 25% of the Reference Test Load (Highest Input Dependency Mode) (Multi-Mode Models only) (If Applicable)
	Average Load Adjusted Efficiency (Highest Input Dependency Mode) (Multi-Mode Models only)

* “Identifier” information as described in Section 1602(a)

Table X-X

Landscape Irrigation Equipment
Data Submittal Requirements

Appliance	CFDHBG Required Information	Permissible Answers
All Appliances	** Manufacturer’s Name
	* Brand Name
	* Model Number
	Date model to be displayed
	Regulatory Status	Federally‐regulated consumer product, federally‐regulated commercial and industrial equipment, non‐federally‐regulated
Spray Sprinkler Bodies	Regulation pressure (psi)
	Maximum operating pressure (psi)
	Percent difference between the initial calibration flow rate and the maximum flow rate at any tested pressure level, averaged for the selected samples at the test pressure levels where the maximum flow rate occurred (percent)
	Percent difference between the initial calibration flow rate and the flow rate at any tested pressure level, averaged across all pressure levels and all selected samples (percent)
	Average outlet pressure at the initial calibration point of the selected samples (psi)

* “Identifier” information as described in Section 1602(a)

1 = Voluntary for federally‐regulated appliances

2 = Voluntary for state‐regulated appliances

3 = Voluntary for single package vertical air conditioners and single package vertical heat pumps only.

3 = For pumps tested to the test methods prescribed in 10 C.F.R. Section III of appendix A to subpart Y of part 431.

4 = For pumps tested to the test methods prescribed in 10 C.F.R. Section IV or V of appendix A to subpart Y of part 431.

5 = For pumps tested to the test methods prescribed in 10 C.F.R. Section VI or VII of appendix A to subpart Y of part 431.

6 = For pumps sold with electric motors regulated by DOE's energy conservation standards for electric motors at § 431.25.

(4) Declaration.

(A) Each statement shall include a declaration, executed under penalty of perjury of the laws of California, that

(1) all the information provided in the statement is true, complete, accurate, and in compliance with all applicable provisions of this Article;

(2) the requirements of Section 1606(g) of this Article have been and are being complied with;

(3) for appliances for which there is an energy efficiency, energy consumption, energy design, water efficiency, water consumption, or water design standard in Section 1605.1, 1605.2, or Section 1605.3, of this Article that the appliance complies with the applicable standards;

(4) the appliance was tested under the applicable test method specified in Section 1604, and, for the following appliances, was tested as follows:

(a) for other self‐contained commercial refrigerators, refrigerator‐freezers, and freezers with doors that are pass‐through and roll‐through refrigerators and freezers, that the back (loading) doors remained closed throughout the test;

(b) for all refrigerators, refrigerator‐freezers, and freezers were tested using alternating current electricity only;

(c) for all split system central air conditioners and compressor‐containing units, these models were tested with the combination of compressor-containing and non‐compressor containing units specified in 10 C.F.R. section 429.16(b)(2);

(d) for all gas‐fired air conditioners and gas‐fired heat pumps, all appliances were tested to ANSI Z21.40.4‐1996 as modified by CEC, Efficiency Calculation method for Gas‐Fired Heat Pumps as a New Compliance Option (1996);

(e) for evaporative coolers, all appliances were tested to the applicable test method referenced in Table D‐3 with the modifications appearing in Table D‐3;

(f) for whole house fans, all appliances were tested to HVI‐916, and if equipped with louvers, were tested with manufacturer‐provided louvers in place;

(g) for battery charger systems for which certification is based on testing of representative battery charger system models, the models tested as representative are those known or expected to have the poorest performance characteristics such that the data generated meets the requirements of Section 1606(a)(3)(D) of this Article for all associated models; and

(h) for kitchen faucets that utilize an optional and temporary higher flow rate than 1.8 gpm, the higher flow rate has been tested utilizing the test procedure identified for kitchen faucets in section 1604(h) of this Article at 60 psi and verified to have a flow rate less than or equal to 2.2 gpm.

(i) for appliances that are rated using an alternative efficiency determination method (AEDM) in lieu of testing, that the represented value of efficiency, consumption, or other non-energy metrics for the basic model was determined through the alternative efficiency determination method specified in section 1604.

(j) for central air conditioners and central heat pumps that are rated using an alternative efficiency determination method (AEDM) in lieu of testing, that the represented value of efficiency, consumption, or other non-energy metrics for the basic model was determined through the alternative efficiency determination method specified in section 1604(c) of this Article.

Exceptions to Section 1606(a)(4)(A)4: Section 1606(a)(4)(A)4 of this Article: is not applicable to the following types of appliances that have no test methods found in Section 1604. Test Methods for Specific Appliances. of this Article:

lamps

(2) federally regulated candelabra base incandescent lamps,

incandescent lamps

lamps

(5) torchieres, and

(5) all units of the appliance are marked as required by Section 1607. Marking of Appliances., of this Article, and, for the following appliances, are marked as follows:

(a) for all air conditioners, heat pumps, furnaces, boilers, and water heaters that are not subject to NAECA and that comply with the October 29, 2001 provisions in Tables 6.2.1 A through G of ASHRAE/IES Standard 90.1‐1999, they are marked, permanently and legibly on an accessible and conspicuous place on the unit, with a statement that the equipment complies with the 2001 requirements of ASHRAE Standard 90.1;

(b) for all other air conditioners, heat pumps, furnaces, boilers, and water heaters that are not subject to NAECA and that comply with the October 29, 1999 provisions (but not with the October 29, 2001 provisions) in Tables 6.2.1 A through G shall be marked, permanently and legibly on an accessible and conspicuous place on the unit, with a statement that the equipment complies with the 1999 requirements of ASHRAE Standard 90.1;

(c) for all distribution transformers, each ofhas a label or nameplate which states “DOE Compliant” or equivalent;

(d) for all illuminated exit signs meeting the criteria of Section 1605.1(l), of this Article, each appliance is marked by the manufacturer with a block E inside a circle; the mark commonly referred to as “Circle E.” The size of the mark shall be commensurate with other markings on the sign, but not smaller than 1/4”;

(e) for all torchieres, each unit of torchieres and each package containing a torchiere is marked, permanently and legibly on an accessible and conspicuous place on the unit, in characters no less than 1/8” on the inner surface of the reflector bowl of the torchiere, and 1/4” on the packaging, “LAMPS MUST TOTAL NO MORE THAN 190 WATTS‐TORCHIERE IS NON‐COMPLIANT IF IT IS ABLE TO DRAW MORE THAN 190 WATTS.”;

(f) for commercial pre‐rinse spray valves, each unit is marked, permanently and legibly on an accessible and conspicuous place on the unit, in characters no less than 1/8”, the flow rate of the unit, in gallons‐per minute (gpm) at 60 psi;

(g) for residential pool pumps, each pool pump is marked permanently and legibly on an accessible and conspicuous place on the unit, in characters no less than ¼ inch, if manufactured on or after January 1, 2010, with the statement, “This pump must be installed with a two‐, multi‐, or variable‐speed pump motor controller”;

(h) for residential pool pump motors, each pool pump motor is marked permanently and legibly on an accessible and conspicuous place on the unit, in characters no less than 1/4”, with the pool pump motor capacity of the motor.

(i) each replacement dedicated-purpose pool pump motor is marked in accordance with subdivision 1607(d)(15) of this Article.

(A) If the manufacturer is a corporation, partnership, or other business entity, the declaration shall be electronically signed by an individual authorized to make the declaration and file the statement on behalf of the business entity, and the declaration shall contain an affirmation that the individual signing is so authorized.

(B) The declaration shall be submitted electronically through the MAEDbS and maintained by the Executive Director for a period of at least ten years, pursuant to the requirements in section 1606(i) of this Article.

(b) Review of Statements by the Executive Director.

In this subsection, “manufacturer” also includes a third party filing a statement under Section 1606(f) of this Article.

(1) Determination. The Executive Director shall determine whether a statement is complete, accurate, and in compliance with all applicable provisions of this Article, and whether the appliance for which the statement was submitted complies with all applicable standards in Section 1605.1, 1605.2, and Section 1605.3 of this Article.

(2) Informing Manufacturer and Third Party of Determination.

(A) The Executive Director shall inform the manufacturer's MAEDbS-designated contact person or the third party's MAEDbS-designated contact person, as described in section 1606(f) of this Article, of the determination within 30 after receipt by the Executive Director. Failure to meet this 30-days deadline does not constitute a determination that the statement is accurate and that the appliance complies.

(B) The Executive Director's determination shall be sent electronically through the MAEDbS to the manufacturer's MAEDbS-designated contact person.

(3) Nature of Determination.

(A) Statement is Incomplete. If the Executive Director determines that a statement is not complete, or that the statement does not contain enough information to determine whether it is accurate or whether the appliance complies with an applicable standard, the Executive Director shall return the statement through the MAEDbS to the manufacturer's MAEDbS-designated contact person with an explanation of its defects and a request for any necessary additional information. The manufacturer shall refile the statement through the MAEDbS with all information requested by the Executive Director. The Executive Director shall, to the extent practicable, review the refiled statement according to the time limits in Section 1606(b)(2) of this Article.

(B) Statement is Inaccurate or Appliance Does Not Comply. If the Executive Director determines that the statement is inaccurate or that the appliance does not comply with an applicable standard, the Executive Director shall reject the statement and return it through the MAEDbS to the manufacturer's MAEDbS-designated contact person with an explanation of its defects. The manufacturer may submit a revised statement through the MAEDbS for the appliance at any time.

(C) Statement is Complete and Accurate and Appliance Complies. If the Executive Director determines that the statement is complete and accurate and that the appliance complies with all applicable standards, the Executive Director shall immediately include the appliance in the MAEDbS and shall so inform the manufacturer’s MAEDbS-designated contact person.

(c) Modernized Appliance Efficiency Database System of Appliance Models.

(1) Creation of the MAEDbS. The Executive Director shall maintain a database known as the Modernized Appliance Efficiency Database System (MAEDbS). The MAEDbS shall consist of two parts:

(A) ”Approved MAEDbS.” The Approved MAEDbS shall contain, at least, information on all appliances that are currently in production, for which complete and accurate statements have been received pursuant to section 1606(a), of this Article and that have not been removed from the MAEDbS pursuant to sections 1606(c)(3), 1606(d)-(e), or 1608(c) of this Article.

If basic models are certified using an alternate test procedure established pursuant to Section 1603(c)(1) of this Article or for which the Executive Director has made a specification under either section 1603(c)(2)(A) or section 1603(c)(2)(B) of this Article, the Approved MAEDbS shall contain a second section which shall contain only those basic models for which certification to an applicable alternate test procedure is made.

(B) “Archived MAEDbS.” The Archived MAEDbS shall contain, at least, information on all appliances that:

1. are no longer in production, for which complete and accurate statements have been received pursuant to section 1606(a) of this Article or

2. have been removed from the Approved MAEDbS pursuant to sections 1606(e)(2) or 1608(c) of this Article.

(2) Status of the MAEDbS. The MAEDbS is the directory published by the Energy Commission within the meaning of Title 24, California Code of Regulations, part 6, Subchapter 1, Section 100(h). The MAEDbS in existence on the effective date of this paragraph is the directory referred to in this paragraph, until that existing MAEDbS is modified by the Executive Director pursuant to this Article.

(3) Confirmation of the MAEDbS Listings. The Executive Director may, by electronically writing (either via e-mail or directly through the MAEDbS) to the most recent electronic address filed pursuant to section 1606(a)(2)(B) of this Article, request each manufacturer of an appliance listed in the MAEDbS to confirm the validity, or to correct in compliance with this Article, all of the information in each of its MAEDbS listings. If within 30 calendar days of the electronic mailing there is no such reply, the appliance shall be removed from the Approved MAEDbS and moved into the Archived MAEDbS.

(A) If the lack of compliance with any requirements of this Article is strictly limited to non-compliance with standards adopted since the most recent filing by the manufacturer, after initially notifying the manufacturer under the requirements found in section 1606(c)3 of this Article, all affected models will be moved from the Approved MAEDbS to the Archived MAEDbS without providing any additional electronic notice to the manufacturer. Affected models shall be moved to the Archived MAEDbS no earlier than the effective date of the new standard.

(d) Assessment of Completeness, Accuracy, and Compliance of Manufacturer Statements.

(1) Notwithstanding any other provision of these regulations, the Executive Director may at any time challenge the completeness, accuracy, and compliance with the requirements of this Article, of any statement or confirmation filed pursuant to this Section. If the statement is incomplete or inaccurate, or if the Executive Director determines that the statement otherwise fails to comply with any of the requirements of this Article then they shall, ten working days after providing electronic notice via e-mail or directly through the MAEDbS to the person designated in section 1606(a)(2)(B) of this Article, remove the appliance from the MAEDbS described in section 1606(c) of this Article.

(A) If the lack of compliance with any requirements of this Article is strictly limited to non-compliance with standards currently in effect, but not in effect when the statement was filed, all affected models will be moved from the Approved MAEDbS to the Archived MAEDbS without providing any advance electronic notice to the manufacturer. Affected models shall be moved to the Archived MAEDbS no earlier than the effective date of the new standard.

(e) Modified and Discontinued Appliances.

(1) If any of the characteristics listed in Table X are changed, the manufacturer shall file a statement containing the identifiers and all the information for the appliance, including all the characteristics that have been changed for the appliance. Upon receipt of such a statement, the Executive Director shall review the statement under section 1606(b) of this Article. If the statement is complete, accurate, in compliance with all applicable standards, the Executive Director shall modify the MAEDbS accordingly.

(A) If no data currently certified for a specific appliance has changed, no notification of modification is necessary, nor will it be accepted in MAEDbS.

(2) After any appliance has ceased being sold or offered for sale in California the manufacturer shall file a statement so stating and only containing the identifiers shown in Table X for the appliance. Upon receipt of such a statement, the Executive Director shall review the statement under section 1606(b) of this Article. If the statement is complete, accurate, and in compliance with all applicable provision of this Article s, the Executive Director shall move the appliance from the Approved MAEDbS to the Archived MAEDbS.

(A) Section 1606(e)(2) of this Article applies either when:

1. a manufacturer or third-party certifier provides information about deleting a model, or

2. Energy Commission Appliance Efficiency Program staff independent of any manufacturer or third-party certifier determine that an appliance has ceased being sold or offered for sale in California.

(3) If a manufacturer of a computer fails to obtain two ISV certifications within 60 days of certifying a computer model or loses ISV certifications such that the computer model no longer meets the definition of a workstation or mobile workstation, that manufacturer shall either file to remove the appliance from the database as described in Section 1606(e)(2) of this Article or shall modify the model certification as described in Section 1606(e)(1) of this Article to comply as a different computer type.

(f) Filing by Third Parties.

(1) A third party may file on behalf of a manufacturer the information required by sections 1606(a)(2), 1606(a)(3), 1606(a)(4), 1606(c)3 or 1606(e) of this Article if:

(A) before or with its first submittal, the third party submits to the Executive Director through the MAEDbS a declaration, under penalty of perjury, that:

1. the third party has read and understood all the provisions of this Article, of federal law, and of all other documents applicable to each appliance category in sections 1601(a)-(x) of this Article for which the third party will file information, including but not limited to updated test procedures, standards and filing requirements; and

2. the third party is financially and technically capable of complying with the applicable provisions of this Article;

(B) before or with the first submittal made by the third party, the manufacturer submits to the third party and Executive Director through the MAEDbS:

(1) a declaration under penalty of perjury,

(a) that all information provided to the third party by the manufacturer is true, complete, accurate, and in compliance with all applicable provisions of this Article,

(b) that no unmodified model data is being submitted.

(c) that on behalf of the manufacturer, the third party is authorized to file information in compliance with the provisions of this Article, and

(d) for appliances for which there is an energy efficiency, energy consumption, energy design, water consumption, water efficiency, or water design standard in section 1605.1, 1605.2, or Section 1605.3, of this Article that the model complies with the current applicable standards.

(C) the third party submits to the Executive Director, through the MAEDbS in compliance with the requirements of this Article applicable to manufacturer‐filed submittals:

(1) the information that is required; and

(2) a declaration under penalty of perjury that:

(a) to the best of the third partyʹs knowledge and belief, the information submitted to the Energy Commission is the same as the information submitted by the manufacturer to the third party;

(b) the information is true, complete, accurate, and in compliance with all applicable provisions of this Article; and,

(c) for appliances for which there is an energy efficiency, energy design, water consumption, or water efficiency standard in Section 1605.1, 1605.2, or Section 1605.3, of this Article the appliance complies with the applicable standards.

(D) the third party provides, upon ten days' written notice from the Executive Director, all information provided by the manufacturer

(1) Whether a manufacturer files information required by this Section by itself or via a third party, the manufacturer remains responsible for the truth, accuracy, completeness, and timeliness of all required filings.

(2) Upon a finding of noncompliance with an applicable provision of this Article, the Executive Director may suspend a third party from making filings, allow continued filings under specific conditions or remove affected appliances from the MAEDbS.

(3) If the Executive Director has suspended or revoked the approval of a trade association directory under Section 1606(h)(2)(B), that trade association is prohibited from being approved as a third party until it has obtained re‐approval under Section 1606(h)(2)(B) of this Article.

(4) if the Executive Director has suspended or revoked the approval of a trade association directory under section 1606(h)(2)(B) of this Article, that trade association is prohibited from being approved as a third party until it has obtained re-approval under section 1606(h)(2)(B) of this Article.

(5) The provisions of this Article are applicable to all submittals and filings, whether made by a manufacturer directly or by a third party on behalf of a manufacturer.

(g) Electronic Filing.

(1) Unless otherwise stated in this Article, the statements and other submittals required or allowed by this Article shall be filed electronically to the MAEDbS by all third parties acting under section 1606(f) of this Article so that the electronic filing to the MAEDbS uses a format and characteristics, including without limitation appropriate formatting, that are specified by the Executive Director, and includes a declaration that complies with section 1606(a)(4) of this Article.

(2) Any electronic filing to the MAEDbS constitutes a representation by the person making the filing that:

(A) all applicable requirements of this Article have been met;

(B) the person will electronically acknowledge receipt through the MAEDbS of all electronic communications concerning the filing from the Executive Director through the MAEDbS to the person;

(C) all electronic communications concerning the filing from the Executive Director through the MAEDbS to the person shall be deemed received by the person upon notification to the Executive Director, by the computer from which the Executive Director communication has been sent, that the communication has been sent; and

(D) all electronic communications concerning the filing from the person to the Executive Director shall be deemed received by the Executive Director only upon actual receipt.

(3) At any time the Executive Director may forbid electronic filings by any person, or generically, and may remove affected appliance models from the MAEDbS, if the Executive Director finds that an applicable requirement of this Article is not being met

(h) Trade Association Directories.

(1) A paper or electronic directory, or a part thereof, published by an appliance trade association may be used for any purpose that the MAEDbS established pursuant to Section 1606(c) of this Article is used for, if the Executive Director approves the directory, or part thereof, by determining and confirming that:

(A) the trade association is an approved industry certification program within the MAEDbS and meets all requirements shown in section 1603(b) of this Article. or each appliance listed in the directory;

(B) all of the applicable requirements of section 1606(f) of this Article for third party submittals are met for the directory;

(C) the entity submits to the Executive Director:

(1) all of the information in the directory, within three working days of the approval of the directory;

(2) all of the information in the directory that has changed since the previous submittal, at the end of each month during which there has been any change;

(3) a declaration, signed under penalty of perjury of the laws of California, that to the best of the trade associationʹs knowledge and belief:

(a) the information in the directory is the same as the information submitted by manufacturers to the trade association;

(b) the information is true, complete, accurate, and in compliance with all applicable provisions of this Article;

(c) each appliance complies with the applicable standards in Section 1605.1 of this Article; and

(d) for any appliance for which there is a standard in section 1605.3, of this Article that the appliance meets all applicable standards unless the directory states, in a format approved by the Executive Director (including without limitation font, type size, and placement in the directory), that it is illegal in California to sell the appliance or offer it for sale.

(D) for each appliance that is listed in a trade association directory, the directory includes all of the following information, where applicable to the appliance:

(1) manufacturer

(2) brand

(3) model number as it appears on the appliance

(4) type

(5) fuel type

(6) voltage

(7) electrical phase

(8) capacity or other size measurement

(9) input

(10) output

(11) standby consumption, loss, or other similar measurement; and,

(12) energy efficiency, energy consumption, water efficiency, or water consumption;

(E) the directory contains no appliance in the following categories:

(1) an appliance that fails to meet an applicable energy efficiency, energy consumption, energy design, water efficiency, or water consumption standard established in or pursuant to NAECA or EPAct;

(2) an appliance for which the manufacturer has stated or certified that the appliance meets an energy efficiency, energy consumption, energy design, water efficiency, or water consumption standard not applicable to it; or

(3) an appliance that does not, or an appliance whose manufacturer does not, meet an applicable requirement of this Article, unless the directory states, in a format approved by the Executive Director (including without limitation font, type size, and placement in the directory), that it is illegal in California to sell the appliance or offer it for sale; and

(F) each paper or electronic directory contains the following statement, in at least 20 point bolded type and on the front cover or first page, or in another format and with other characteristics as specified by the Executive Director:

“This directory [insert parts if appropriate] has been approved by the California Energy Commission (Energy Commission) for determining compliance with its appliance efficiency regulations (Title 20, California Code of Regulations Sections 1601-1609) and its building standards (Title 24, California Code of Regulations, Part 6). UNLESS INDICATED OTHERWISE, any appliance listed in this directory [insert parts if appropriate] may be sold, offered for sale, or installed in new construction in California. For appliances manufactured by manufacturers participating in this directory, but who have not given authorization for data submittal to the Energy Commission, this directory cannot be used for determining compliance. For information about such appliances, appliances that are beyond the scope of this directory, or appliances produced by manufacturers who do not participate in this directory, please contact the Appliance Efficiency Program at: <appliances@energy.ca.gov>. Manufacturers not granting authorization for data submittal to the Energy Commission as of the publication date of this directory include [list all affected manufacturers]”; and

(G) at the end of each calendar quarter, the trade association provides, at no cost to recipients, an electronic copy of the current directory or supplement or part thereof to the Executive Director and to all California building officials as specified by the Executive Director, and provides to the Executive Director a list of the building officials to whom the directory or supplement was sent.

(2) If the Executive Director at any time determines that an approved trade association directory does not comply with an applicable provision of this Article, or that any information in a trade association directory is substantially incomplete, inaccurate, or not in compliance with an applicable provision of this Article, then:

(A) upon written notice from the Executive Director the trade association shall immediately indicate in the directory, in a format approved by the Executive Director (including without limitation font, type size, and placement in the directory), that it is illegal in California to sell the appliance. In addition, the Executive Director shall remove the appliance from the the Energy Commissionʹs MAEDbDs established under Section 1606(c) of this Article or indicate in the MAEDbDs that the appliance cannot legally be sold or offered for sale in California; and

(B) the Executive Director may suspend or revoke the approval of the trade association directory; if approval is revoked, the trade association may not seek re‐approval for two years after the revocation.

(3) If the Executive Director takes action under sections 1606(b)(3)(A) or (B), or 1608(c) of this Article they shall direct that all trade association directories be modified accordingly.

(4) There may be more than one third‐party directory for the same appliance.

(i) Retention of Records.

Manufacturers, and third parties or trade associations acting under sections 1606(a), 1606(f) and 1606(g) of this Article shall retain all data, forms, information, and all other records required by this Article concerning each appliance:

(1) for at least 2 years after the manufacturer informs the Executive Director, in writing, of the cessation of production of the appliance; and

(2) in a manner allowing ready access by the Executive Director on request.

The Executive Director shall retain all data, forms, information, and all other records required by this Article concerning each appliance for at least 10 years after the record is initially filed or reconfirmed. Notwithstanding any other provision of this Article, MAEDbS listings that have not been confirmed within ten (10) years of original submittal or subsequent confirmation shall be presumed to be for products no longer in production and shall be automatically removed from the Approved MAEDbS and moved into the Archived MAEDbS.

(j) Small Volume Manufacturers.

(1) Entities seeking to be designated as a “small volume manufacturer” for purposes of Section 1605.3(v)(7) of this Article shall certify and retain records to demonstrate the following information:

(A) Gross revenues from the 12-month period preceding the certification from all of the entity's operations, including operations of any other person or business entity that controls, is controlled by, or is under common control of the entity, is $2,000,000 or less; and

(B) The manufacturer assembles and sells the computers at the same location.

(2) If a small volume manufacturer no longer meets one of the requirements to be a small volume manufacturer, the entity shall file to remove itself from the database as a small volume manufacturer within 90 days.

The following documents are incorporated by reference in section 1606.

Number	Title
CALIFORNIA ENERGY COMMISSION

California Title 24, Part 6,Joint Appendix 8 JA-8 - 2015	Qualification Requirements for High Efficacy Light Sources

Copies available from:	CALIFORNIA ENERGY COMMISSION
	ENERGY HOTLINE
	1516 NINTH STREET, MS-25
	SACRAMENTO, CALIFORNIA 95814
	PHONE: (916) 654-5106
	FAX: (916) 654-4304
FEDERAL STATUTES AND REGULATIONS
C.F.R., Title 10, section 430	Energy Conservation Program for Consumer Products
430.23(ee) (Appendix BB to subpart B of part 430) (Jan. 1, 2017)	Uniform Test Method for Measuring the Input Power, Lumen Output, Lamp Efficacy, Correlated Color Temperature (CCT), Color Rendering Index (CRI), Power Factor, Time to Failure, and Standby Mode Power of Integrated Light-Emitting Diode (LED) Lamps
C.F.R., Title 10, section 430.23(m) (Appendix M1 to Subpart B of Part 430)	Uniform Test Method for Measuring the Energy Consumption of Central Air Conditioners and Heat Pumps
C.F.R., Title 10, section 431.174 (Appendix A to Subpart J of Part 431)	Uniform Test Method for the Measurement of Energy Consumption of Fans and Blowers Other Than Air Circulating Fans

Copies available from:	SUPERINTENDENT OF DOCUMENTS
	U.S. GOVERNMENT PRINTING OFFICE
	WASHINGTON D.C. 20402
	http://www.ecfr.gov

AIR-CONDITIONING, HEATING, AND REFRIGERATION INSTITUTE (AHRI)
AHRI Standard 680 (I-P)-2017	2017 Standard for Performance Rating of Residential Air Filter Equipment

AIR MOVEMENT AND CONTROL ASSOCIATION INTERNATIONAL , INC (AMCA)
ANSI/AMCA Standard 214-21	Test Procedure for Calculating Fan Energy Index (FEI) for Commercial and Industrial Fans and Blowers (Approved by ANSI on March 1, 2021)

AMERICAN NATIONAL STANDARDS INSTITUTE (ANSI)
ANSI/ASHRAE Standard 52.2-2017	Method of Testing General Ventilation Air-Cleaning Devices for Removal Efficiency by Particle Size

NATIONAL ELECTRICAL MANUFACTURER'S ASSOCIATION (NEMA)

NEMA SSL 7A (2013)	Qualification Requirements for High Efficacy Light Sources

Copies available from:	NATIONAL ELECTRIC MANFACTURERS
	ASSOCIATION
	1300 N. 17TH STREET, SUITE 1847
	ROSSLYN, VA 22209
	www.nema.org
	PHONE: (703) 841-3200
	FAX: (703) 841-3300

Note: Authority cited: Sections 25213, 25218(e), 25401.9, 25402(a)-25402(c), and 25960, Public Resources Code; and sections 16, 26, and 30, Governor's Exec. Order No. B-29-15 (April 1, 2015). Reference: Sections 25216.5(d), 25401.9, 25402(a)-25402(c), 25402.5.4, and 25960, Public Resources Code; and section 16, Governor's Exec. Order No. B-29-15 (April 1, 2015).

- HISTORY

This database is current through 4/25/25 Register 2025, No. 17.

Cal. Admin. Code tit. 20, § 1606, 20 CA ADC § 1606